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Research draft

security

vr.tr.security-q169489 · INF.MED

Let an agent explain types of securities and how they work, describe markets and regulation in general terms, help people understand documents and risks, and separate the safety sense, without giving investment advice.

Thing Registry Information and virtual systems

Research draft, second pass

A second pass drafted this model: the structure a model of this thing needs, and what is known about it in the world. The line under this one says how the second half was obtained - researched against sources, or recalled without web access, in which case nothing here was read anywhere and every claim is a lead to verify. Unreviewed either way.

written by Claude from model knowledge without web access - no source was read, every claim is a lead to verify

Researched by: Claude

Purpose and description

Let an agent explain types of securities and how they work, describe markets and regulation in general terms, help people understand documents and risks, and separate the safety sense, without giving investment advice.

A tradable financial instrument representing ownership, a creditor relationship or rights to ownership, such as shares, bonds, depositary receipts, asset-backed securities and investment certificates, issued by companies and governments and traded on exchanges or over the counter; securities are regulated to protect investors and ensure market integrity, and the word also denotes safety and protection, a separate sense.

What it is for: Raising capital and investing.

It can be explain security types and features; explain markets, issuance and trading; explain investor protections and regulation; separate other senses of security.

Distinguishing features

Tradable

Issued by companies or governments

Regulated

Equity, debt or derivative

What it looks like

Not physical today; electronic records, historically certificates.

How it is recognised

Tradable claims on issuers

Equity or debt

A bank deposit is not a security

Related models

is a kind of - category

financial instrument

is a kind of - category

financial asset

is related to - ownership interest

equity

is related to - debt instruments

loan

In practice

Families and kinds

equity securities such as shares

debt securities such as bonds and notes

depositary receipts

asset-backed and structured securities

investment certificates and units

Standards and regulation

Securities laws and market regulation

Prospectus and disclosure rules

Investor protection and conduct rules

Failure modes and hazards

Fraud and unregulated offerings

Investment losses

Agents giving personalised investment advice

Also called

securities to the bearertoll ticketRussian depositary receiptinvestment certificateasset-backed securitydiscounting instrumentcommodity-linked securityGenussscheindepositary receipthybrid securitytrancheparticipation certificatereverse convertible securitiesDifferential Voting RightAbzinsungspapierunderlyingEquity-Linked Noteexchange-traded productmortgage-backed securityTaiwan Depositary ReceiptEuropean depository receiptGlobal depository receiptHong Kong Depositary ReceiptIndian Depository Receiptresidential mortgage-backed securitycollateralized mortgage obligationcommercial mortgage-backed security

Where this came from

wikidata · CC0 1.0

Source repository Registry entry point

Also registered as vr.tr.security-act

Drafted structure

Bundle to layer to finding to question, as the second pass will find it: 4 bundles · 8 layers · 8 findings · 16 questions.

Types Kinds of security.

Equity, debt and more.

Classify

Which type.

Classify

Classification.

  1. What type of security is this, and what rights and risks does it carry? definition
  2. How does it differ from similar instruments? definition

Documents

Reading documents.

Documents

Documents.

  1. What does the prospectus or term sheet say about this security? provenance
  2. Which terms matter most? definition
Markets Issuance and trading.

How markets work.

Issue

Issuing securities.

Issue

Issuance.

  1. How are securities issued, and what disclosure is required? provenance
  2. How is pricing determined? definition

Trade

Trading and settlement.

Trade

Trading.

  1. How are securities traded and settled, and what do market data show for this security? provenance
  2. Is the user asking whether to buy or sell? boundary
Protect Regulation and fraud.

Investor protection.

Regulation

Rules and regulators.

Regulation

Regulation.

  1. Which regulator oversees this security and market, and which protections apply? provenance
  2. How can complaints be made? provenance

Fraud

Scams.

Fraud

Scams.

  1. Does this offering show signs of fraud or an unregistered security? boundary
  2. How can it be checked with the regulator? action
Senses Disambiguation.

Security has other senses.

Safety

Security as protection.

Safety

Protection sense.

  1. Is security meant as safety, computer security or collateral? boundary
  2. Which entry fits? action

Advice

Advice limits.

Advice

Advice limits.

  1. Is the user seeking personalised investment advice requiring a regulated adviser? boundary
  2. How can general information be given responsibly? action

What the second pass must settle

  • Should each security type be a separate entry?
  • How should regulators be linked?
  • How should market data be linked?
Draft as JSON