Published

Regulatory Filing / Disclosure

vr.wm-eco-033 · wm-eco-033-regulatory-filing-disclosure

Represent a versioned regulatory declaration or disclosure package, its submission or publication attempts and attributable responses so agents can prepare, validate, approve, sign, deliver, amend and reconcile reporting context without confusing transport or dissemination with regulator acceptance, legal truth, compliance, assessment, sanction or finality.

World Models Society, people and institutions SOC.ECO.REG

Bundle → Layer → Finding → Questions Classifiers What it is Why it exists Distinguishing features What robots and AI may and may not do Moral aspects Owners Links to other meta-models Identity and identifiers Direct properties Recognition Capabilities and actions Hazards and failure modes Standards and interfaces Context of use Sources

Bundle → Layer → Finding → Questions Filled

6 bundles · 12 layers · 24 findings · 72 questions

Identity, mandate, parties and authority Identify one regulatory filing or disclosure aggregate, its revisions, mandate and independently mastered participants

Filing identity and classification

Groups governed filing identity and classification for Regulatory Filing / Disclosure.

Filing, revision, form, report, schema, profile, status and master system

Records filing, revision, form, report, schema, profile, status and master system as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish filing, revision, form, report, schema, profile, status and master system? identity
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on filing, revision, form, report, schema, profile, status and master system, for which purpose and under what authority? authority
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify filing, revision, form, report, schema, profile, status and master system? security

Periodic, event-driven, initial, amended, restated, replacement, withdrawal and nil class

Records periodic, event-driven, initial, amended, restated, replacement, withdrawal and nil class as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish periodic, event-driven, initial, amended, restated, replacement, withdrawal and nil class? classification
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on periodic, event-driven, initial, amended, restated, replacement, withdrawal and nil class, for which purpose and under what authority? requirement
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify periodic, event-driven, initial, amended, restated, replacement, withdrawal and nil class? privacy

Reporting entity, filer, obligation and authority

Groups governed reporting entity, filer, obligation and authority for Regulatory Filing / Disclosure.

Reporting entity, registration, LEI, account, obligation, period and jurisdiction reference

Records reporting entity, registration, lei, account, obligation, period and jurisdiction reference as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish reporting entity, registration, lei, account, obligation, period and jurisdiction reference? relationship
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on reporting entity, registration, lei, account, obligation, period and jurisdiction reference, for which purpose and under what authority? constraint
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify reporting entity, registration, lei, account, obligation, period and jurisdiction reference? retention

Preparer, reviewer, approver, signer, transmitter, publisher, regulator and repository role

Records preparer, reviewer, approver, signer, transmitter, publisher, regulator and repository role as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish preparer, reviewer, approver, signer, transmitter, publisher, regulator and repository role? authority
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on preparer, reviewer, approver, signer, transmitter, publisher, regulator and repository role, for which purpose and under what authority? process
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify preparer, reviewer, approver, signer, transmitter, publisher, regulator and repository role? access

Content structure, assertions and evidence Represent the versioned disclosure package and its domain evidence without absorbing source masters

Sections, tables, schedules, forms and exhibits

Groups governed sections, tables, schedules, forms and exhibits for Regulatory Filing / Disclosure.

Cover metadata, section, table, row, column, cell, schedule, form and exhibit

Records cover metadata, section, table, row, column, cell, schedule, form and exhibit as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish cover metadata, section, table, row, column, cell, schedule, form and exhibit? composition
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on cover metadata, section, table, row, column, cell, schedule, form and exhibit, for which purpose and under what authority? event
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify cover metadata, section, table, row, column, cell, schedule, form and exhibit? exception

Narrative, note, policy, methodology, attestation and explanatory disclosure

Records narrative, note, policy, methodology, attestation and explanatory disclosure as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish narrative, note, policy, methodology, attestation and explanatory disclosure? requirement
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on narrative, note, policy, methodology, attestation and explanatory disclosure, for which purpose and under what authority? measurement
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify narrative, note, policy, methodology, attestation and explanatory disclosure? interoperability

Reported facts, metrics and source evidence

Groups governed reported facts, metrics and source evidence for Regulatory Filing / Disclosure.

Reported fact, concept, context, dimension, unit, value, decimals and metric

Records reported fact, concept, context, dimension, unit, value, decimals and metric as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish reported fact, concept, context, dimension, unit, value, decimals and metric? measurement
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on reported fact, concept, context, dimension, unit, value, decimals and metric, for which purpose and under what authority? evidence
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify reported fact, concept, context, dimension, unit, value, decimals and metric? decision

Source system, document, dataset, ledger, control and evidence reference

Records source system, document, dataset, ledger, control and evidence reference as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish source system, document, dataset, ledger, control and evidence reference? evidence
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on source system, document, dataset, ledger, control and evidence reference, for which purpose and under what authority? quality
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify source system, document, dataset, ledger, control and evidence reference? identity

Preparation, validation, approval and signature Preserve rule versions, validation evidence and accountable approvals before external delivery

Schema, taxonomy, code-set and business validation

Groups governed schema, taxonomy, code-set and business validation for Regulatory Filing / Disclosure.

Form, schema, taxonomy, entry point, code-set and validation-rule version

Records form, schema, taxonomy, entry point, code-set and validation-rule version as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish form, schema, taxonomy, entry point, code-set and validation-rule version? validation
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on form, schema, taxonomy, entry point, code-set and validation-rule version, for which purpose and under what authority? validation
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify form, schema, taxonomy, entry point, code-set and validation-rule version? classification

Structural, dimensional, arithmetic, cross-field, completeness, error, warning and waiver

Records structural, dimensional, arithmetic, cross-field, completeness, error, warning and waiver as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish structural, dimensional, arithmetic, cross-field, completeness, error, warning and waiver? quality
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on structural, dimensional, arithmetic, cross-field, completeness, error, warning and waiver, for which purpose and under what authority? security
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify structural, dimensional, arithmetic, cross-field, completeness, error, warning and waiver? composition

Review, approval, attestation, signature and accountability

Groups governed review, approval, attestation, signature and accountability for Regulatory Filing / Disclosure.

Review, control, approval, declaration, attestation, signature, seal, digest and time

Records review, control, approval, declaration, attestation, signature, seal, digest and time as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish review, control, approval, declaration, attestation, signature, seal, digest and time? provenance
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on review, control, approval, declaration, attestation, signature, seal, digest and time, for which purpose and under what authority? privacy
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify review, control, approval, declaration, attestation, signature, seal, digest and time? relationship

Delegation, mandate, representation, responsibility, segregation and exception

Records delegation, mandate, representation, responsibility, segregation and exception as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish delegation, mandate, representation, responsibility, segregation and exception? authority
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on delegation, mandate, representation, responsibility, segregation and exception, for which purpose and under what authority? retention
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify delegation, mandate, representation, responsibility, segregation and exception? state

Delivery, dissemination, receipt and response Track every external attempt and response without turning transport into regulatory acceptance or legal truth

Submission, publication, channel, envelope and payload

Groups governed submission, publication, channel, envelope and payload for Regulatory Filing / Disclosure.

Attempt, channel, endpoint, envelope, package, payload, digest, correlation and idempotency

Records attempt, channel, endpoint, envelope, package, payload, digest, correlation and idempotency as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish attempt, channel, endpoint, envelope, package, payload, digest, correlation and idempotency? process
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on attempt, channel, endpoint, envelope, package, payload, digest, correlation and idempotency, for which purpose and under what authority? access
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify attempt, channel, endpoint, envelope, package, payload, digest, correlation and idempotency? lifecycle

Transmission, retry, duplicate, replacement, withdrawal, publication and dissemination event

Records transmission, retry, duplicate, replacement, withdrawal, publication and dissemination event as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish transmission, retry, duplicate, replacement, withdrawal, publication and dissemination event? event
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on transmission, retry, duplicate, replacement, withdrawal, publication and dissemination event, for which purpose and under what authority? exception
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify transmission, retry, duplicate, replacement, withdrawal, publication and dissemination event? temporal

Receipt, validation, acceptance, publication and regulator response

Groups governed receipt, validation, acceptance, publication and regulator response for Regulatory Filing / Disclosure.

Receipt confirmation, acknowledgement, rejection, suspense, error, warning and correlation

Records receipt confirmation, acknowledgement, rejection, suspense, error, warning and correlation as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish receipt confirmation, acknowledgement, rejection, suspense, error, warning and correlation? evidence
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on receipt confirmation, acknowledgement, rejection, suspense, error, warning and correlation, for which purpose and under what authority? interoperability
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify receipt confirmation, acknowledgement, rejection, suspense, error, warning and correlation? spatial

Accepted-for-processing, published, reviewed, query, finding, decision and action reference

Records accepted-for-processing, published, reviewed, query, finding, decision and action reference as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish accepted-for-processing, published, reviewed, query, finding, decision and action reference? lifecycle
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on accepted-for-processing, published, reviewed, query, finding, decision and action reference, for which purpose and under what authority? decision
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify accepted-for-processing, published, reviewed, query, finding, decision and action reference? provenance

Lifecycle, deadlines, corrections and downstream references Represent independent state axes and immutable amendment, restatement and withdrawal lineage

Reporting period, deadline, extension and lifecycle

Groups governed reporting period, deadline, extension and lifecycle for Regulatory Filing / Disclosure.

Draft, prepared, reviewed, approved, signed, submitted, received, valid, accepted, published and closed state

Records draft, prepared, reviewed, approved, signed, submitted, received, valid, accepted, published and closed state as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish draft, prepared, reviewed, approved, signed, submitted, received, valid, accepted, published and closed state? state
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on draft, prepared, reviewed, approved, signed, submitted, received, valid, accepted, published and closed state, for which purpose and under what authority? identity
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify draft, prepared, reviewed, approved, signed, submitted, received, valid, accepted, published and closed state? ownership

Reference period, due, extension, preparation, approval, signature, submission, receipt, publication and knowledge time

Records reference period, due, extension, preparation, approval, signature, submission, receipt, publication and knowledge time as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish reference period, due, extension, preparation, approval, signature, submission, receipt, publication and knowledge time? temporal
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on reference period, due, extension, preparation, approval, signature, submission, receipt, publication and knowledge time, for which purpose and under what authority? classification
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify reference period, due, extension, preparation, approval, signature, submission, receipt, publication and knowledge time? authority

Amendment, restatement, withdrawal and regulatory follow-up

Groups governed amendment, restatement, withdrawal and regulatory follow-up for Regulatory Filing / Disclosure.

Amendment, correction, restatement, replacement, withdrawal, predecessor, successor and change set

Records amendment, correction, restatement, replacement, withdrawal, predecessor, successor and change set as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish amendment, correction, restatement, replacement, withdrawal, predecessor, successor and change set? exception
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on amendment, correction, restatement, replacement, withdrawal, predecessor, successor and change set, for which purpose and under what authority? composition
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify amendment, correction, restatement, replacement, withdrawal, predecessor, successor and change set? requirement

Regulator query, review, finding, investigation, decision, sanction, remediation and appeal reference

Records regulator query, review, finding, investigation, decision, sanction, remediation and appeal reference as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish regulator query, review, finding, investigation, decision, sanction, remediation and appeal reference? relationship
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on regulator query, review, finding, investigation, decision, sanction, remediation and appeal reference, for which purpose and under what authority? relationship
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify regulator query, review, finding, investigation, decision, sanction, remediation and appeal reference? constraint

Governance, provenance, confidentiality, retention and interoperability Qualify every assertion, access decision and external projection for agent-safe regulatory use

Source, provenance, quality and time

Groups governed source, provenance, quality and time for Regulatory Filing / Disclosure.

Source, actor, activity, derivation, conflict, confidence, quality measure and control

Records source, actor, activity, derivation, conflict, confidence, quality measure and control as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish source, actor, activity, derivation, conflict, confidence, quality measure and control? provenance
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on source, actor, activity, derivation, conflict, confidence, quality measure and control, for which purpose and under what authority? state
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify source, actor, activity, derivation, conflict, confidence, quality measure and control? process

Reference, effective, due, approval, signature, submission, receipt, publication, observation, ingestion and knowledge time

Records reference, effective, due, approval, signature, submission, receipt, publication, observation, ingestion and knowledge time as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish reference, effective, due, approval, signature, submission, receipt, publication, observation, ingestion and knowledge time? temporal
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on reference, effective, due, approval, signature, submission, receipt, publication, observation, ingestion and knowledge time, for which purpose and under what authority? lifecycle
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify reference, effective, due, approval, signature, submission, receipt, publication, observation, ingestion and knowledge time? event

Ownership, confidentiality, access, retention and projection

Groups governed ownership, confidentiality, access, retention and projection for Regulatory Filing / Disclosure.

Owner, steward, public, confidential, restricted, purpose, access, exception, legal hold and tombstone

Records owner, steward, public, confidential, restricted, purpose, access, exception, legal hold and tombstone as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish owner, steward, public, confidential, restricted, purpose, access, exception, legal hold and tombstone? access
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on owner, steward, public, confidential, restricted, purpose, access, exception, legal hold and tombstone, for which purpose and under what authority? temporal
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify owner, steward, public, confidential, restricted, purpose, access, exception, legal hold and tombstone? measurement

Jurisdiction, form, schema, taxonomy, code-set, language, conformance and mapping loss

Records jurisdiction, form, schema, taxonomy, code-set, language, conformance and mapping loss as source-qualified Regulatory Filing / Disclosure context while reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and records masters remain independently identifiable.

Which stable filing, revision, reporting entity, obligation, reference period, jurisdiction, form, schema and external-master identities establish jurisdiction, form, schema, taxonomy, code-set, language, conformance and mapping loss? interoperability
Who prepares, reviews, approves, signs, transmits, publishes, receives, validates, investigates or may rely on jurisdiction, form, schema, taxonomy, code-set, language, conformance and mapping loss, for which purpose and under what authority? spatial
Which concept, value, unit, rule version, source, evidence, method, event time, knowledge time, uncertainty, successor lineage and projection loss qualify jurisdiction, form, schema, taxonomy, code-set, language, conformance and mapping loss? evidence

Classifiers Filled

Family: World Models
Category: Society, people and institutions
Entry kind: aggregate
Navigation path: NAV.SOC.ECO.REG
Domain: SOC.ECO.REG
Industry: Cross-industry
Tags: regulatoryfilingdisclosuresoc.eco.reg

What it is Filled

Owns filing and revision identities; periodic, event-driven, initial, amended, corrected, restated, replacement, withdrawal and nil classes; reporting-entity, registration, LEI, account, obligation, period, jurisdiction, preparer, reviewer, approver, signer, transmitter, publisher, repository and regulator bindings; cover metadata, sections, tables, rows, columns, cells, forms, schedules, exhibits, narratives, notes, methodologies and attestations; reported facts, concepts, contexts, dimensions, units, values, decimals, currencies, metrics and nil reasons; source-system, document, dataset, ledger and control evidence; form, schema, taxonomy, entry-point, code-set and validation-rule versions; structural, dimensional, arithmetic, completeness, cross-field and business validation; review, approval, delegation, signature, seal and digest evidence; submission or publication attempts, channels, endpoints, envelopes, packages, payloads, correlations, retries and dissemination events; receipts, acknowledgements, rejection, suspense, errors, warnings and accepted-for-processing or published responses; independent lifecycle axes and deadlines; non-destructive amendment, restatement, replacement and withdrawal lineage; regulator query, review, finding, investigation, decision, sanction, remediation and appeal references; provenance, quality, clocks, confidentiality, privacy, access, retention and loss-aware projections. External reporting entity, regulator, obligation, law, domain fact, permit, application, case, decision, assessment, sanction, payment and generic records masters remain authoritative.

In scope

Filing and revision identity, mandate, parties, content structure, assertions, evidence, validation, approval, signature, delivery, dissemination and responses
Lifecycle, deadlines, amendments, restatements, downstream references, clocks, provenance, confidentiality, access, retention and projections

Out of scope

Owning Reporting Entity, Person, Organization, Regulator, Obligation, Legal Norm, Domain Data, Permit, Application, Case, Decision, Assessment, Sanction, Payment or generic Records masters
Treating prepared as approved, submitted as received, schema-valid as accepted, public as regulator-reviewed, or reported assertion as legal truth, compliance, assessment or sanction
Autonomous legal attestation, approval, signature, external filing, publication, validation override, protected-data disclosure or record destruction

Why it exists Filled

Distinguishing features Filled

Holds a disclosure package submitted to a regulator or public repository, separate from the obligation that requires it.
Keeps submission, receipt, technical acceptance, publication and regulatory review as distinct states.
A reported assertion stays the reporting entity's statement, not a regulator finding or legal truth.
Restated and amended filings are new revisions linked to the original.

What robots and AI may and may not do Filled

Must not

Approve, sign or attest a filing.
Submit or publish a filing without delegated authority.
Override validation errors to force acceptance.
Release confidential supervisory data publicly.
Present public availability as evidence of regulatory approval.

Only with a human decision

Approving and signing a filing.
Deciding on restatement, withdrawal or a confidential treatment request.
Responding to regulator queries.

May

Assemble a disclosure package from source evidence.
Validate it against the regulator's taxonomy and filing rules.
Track deadlines, submission attempts and acknowledgements.
Prepare drafts and change summaries for reviewers.

Moral aspects Filled

Accurate disclosure protects investors and the public who rely on it.
Filings may contain personal data of officers and owners, which needs minimisation.
Market-sensitive information must not leak before its lawful release.

Who is affected

Investors and creditors
Regulators and supervisors
Officers and owners named in filings
The public

Owners Filled

Steward

Dimension owner, namespace authority, reporting entity and delegated regulatory, legal, compliance, finance, privacy, audit and records authorities

Roles

Reporting entity and accountable filer: Own reported assertions, declarations, approvals and accountable filing or publication decisions.
Preparer and representative: Prepare authorized disclosures, bind evidence, disclose conflicts and act only within a documented mandate.
Filing and disclosure steward: Own filing identity, versions, validation, packaging, delivery attempts, acknowledgements, corrections and operational reconciliation.
Regulator or receiving authority: Own scoped obligations, forms, schemas, receipt, validation, acceptance, review, finding and official response records.
Domain and control steward: Own source facts, calculation methods, controls and evidence outside the filing aggregate.
Privacy, security and audit authority: Own confidentiality, purpose, access, segregation, monitoring, exception, legal-hold and review controls.
Interoperability and records steward: Own mappings, conformance, projection loss, retention and disposition policy.

Links to other meta-models Filled

references

WM-REC-002 - Resolve the provisional generic-record parent signal without granting containment or cascade mutation authority.
Reporting Entity, Person, Organization, Regulator, Obligation, Legal Norm, Domain Data, Permit, Application, Case, Decision, Assessment, Sanction, Payment and Records models - Resolve external identity, rule, source, authority, transaction and governance records without duplicating their lifecycles.

aligned

SEC EDGAR, EU ESEF, EBA, EIOPA, FCA and Eurostat reporting profiles - Project version-pinned regulator and sector profiles with declared scope and semantic loss.
XBRL, GLEIF LEI, eIDAS, GDPR, RFC 3339, PROV-O, DQV, ODRL and OpenAPI 3.1.1 - Project reporting, identity, trust, privacy, temporal, provenance, quality, policy and API views without claiming universal conformance.

neighbor

WM-REC-002 - The unified registry supplies WM-REC-002 as a provisional parent signal only. Generic records remain external and no settled containment edge exists.
Reporting entity, regulator, obligation and law - The filing binds external actors, registrations, obligations and versioned legal profiles; it does not own their identity or lifecycle.
Disclosure revision, delivery attempt, dissemination and response - A revision states assertions, an attempt delivers a payload, dissemination makes content available and a response records a channel, repository or authority outcome.
Reported assertion, regulator finding, decision and sanction - A reported fact or narrative does not become an accepted legal fact, compliance determination, assessment, enforcement decision or sanction merely through validation or acceptance.
Jurisdiction and interoperability standards - Each regulatory, reporting, identity, signature, privacy or schema source covers a scoped profile; every mapping is version-pinned and loss-declaring.

parent

WM-REC-002

What else AI and robots need to interact with it Filled

Sources Filled

EDGAR Filer Manual - United States Securities and Exchange Commission
Attach and submit a filing through the EDGAR Filing Website - United States Securities and Exchange Commission
Understand messages reported by EDGAR - United States Securities and Exchange Commission
EDGAR technical specifications - United States Securities and Exchange Commission
European Single Electronic Format - European Union
EBA reporting frameworks - European Banking Authority
EBA reporting framework 4.2 - European Banking Authority
Supervisory reporting DPM and XBRL - European Insurance and Occupational Pensions Authority
RegData - Financial Conduct Authority
SUP 16 Annex 21 reporting fields - Financial Conduct Authority
SDMX explained - Eurostat
Reference metadata reporting standards - Eurostat
XBRL 2.1 - XBRL International
Report Packages 1.0 - XBRL International
Taxonomy Packages 1.0 - XBRL International
Open Information Model - XBRL International
LEI Common Data File supporting documents - Global Legal Entity Identifier Foundation
Electronic identification and trust services regulation - European Union
General Data Protection Regulation - European Union
RFC 3339: Date and Time on the Internet - Internet Engineering Task Force
PROV-O: The PROV Ontology - World Wide Web Consortium
Data Quality Vocabulary - World Wide Web Consortium
ODRL Information Model 2.2 - World Wide Web Consortium
OpenAPI Specification 3.1.1 - OpenAPI Initiative

Open questions

Canonically adjudicate the WM-REC-002 parent signal and register relations to reporting entity, regulator, obligation, law, domain data, permit, application, case, decision, assessment, sanction, payment and records models.
Evaluate separate canonical disclosure-revision, filing-attempt, dissemination-event, acknowledgement, regulator-finding and decision models while preserving this aggregate as an assembly.
Create securities, prudential, insurance, statistics, safety, environmental, health, data-protection, utilities, transport, customs and other regulator profiles.
Benchmark and conformance-test forms, schemas, taxonomies, validation rules, signatures, deadlines, channels, acknowledgements, amendments and restatement mappings.
Validate jurisdiction, regulator, sector, reporting-entity class, obligation, public-disclosure, confidentiality, privacy, investigation, sanction and retention policies.
Pin exact external releases and obtain independent regulatory, legal, sector, compliance, privacy, security, records and data-governance review before promotion beyond reviewable-draft assurance.
Claude and Grok each timed out on one bounded attempt; no independent external result was admitted.
WM-REC-002 is only a provisional parent signal and the frozen relation ledger contains no settled WM-ECO-033 edge.
Securities, prudential, insurance, statistics, safety, environment, health, data-protection, utilities, transport, customs and other sector profiles need separate validation.
Reporting-entity identity, obligations, substantive law, domain facts, permits, applications, cases, decisions, assessments, sanctions, payments, investigations and retention remain adopting-Dimension profiles.
Every SEC, EU, EBA, EIOPA, FCA, Eurostat, XBRL, GLEIF, RFC, PROV, DQV, ODRL and OpenAPI mapping needs exact release pins and conformance tests.

Machine files

Card as JSON Specification AGENTS.md Source Card backlog vercy.card/1

Provenance

world-models research · reviewable-draft

Built from: models/wm-eco-033-regulatory-filing-disclosure/spec.yaml, ver-cy/world-models/card-supplements/wm-eco-033-regulatory-filing-disclosure.json