# Vercy AI instruction - YAML 1.2 (JSON-compatible) { "vercy": "1.0-draft", "publication": { "status": "published", "adjudicationStatus": "reviewable-draft", "publishableCanonical": false, "generatedAt": "2026-09-06T19:24:46Z", "synthesisSha256": "cf48df897c54bc4f9017a0a976d622a9c0e2cdb68625b4f0711b62443889a859", "providerMode": "single-provider-waiver", "providers": [ "Codex" ], "waivedProviders": [ "Claude", "Grok" ] }, "metaModel": { "id": "WM-ECO-037", "registryId": "vr.wm-eco-037", "name": "Debt Instrument", "version": "0.3.0-research.1", "previousVersions": [], "entryKind": "aggregate", "family": "World Models", "category": "Society, people and institutions", "industry": [ "Cross-industry" ], "domain": [ "SOC.ECO.DEBT" ], "tags": [ "debt", "instrument", "soc.eco.debt" ], "status": "published" }, "canonicalUrl": "https://ver.cy/models/wm-eco-037-debt-instrument/", "sourceUrl": "https://github.com/ver-cy/world-models/tree/feat/mega-model-registry/research/runs/wm-eco-037", "model": { "registry_id": "vr.wm-eco-037", "model_id": "WM-ECO-037", "name": "Debt Instrument", "entry_kind": "aggregate", "purpose": "Represent one governed debt instrument as the identity-bearing contractual definition of a debtor obligation and creditor claim, including economic terms, schedules, protections and change lineage without becoming a holding, payment, ledger entry, market observation or legal case.", "scope_statement": "Owns instrument and version identity; debt form and class; program, series and tranche context; contractual basis and governing-law references; issuer, borrower, obligor, creditor, lender, investor, trustee, agent and guarantor role bindings; currency, original principal or notional, authorized, issued and source-qualified outstanding amounts; issue, closing, effective, accrual-start, reset, due, exercise and maturity times; fixed, floating, zero, indexed and capitalizing rate terms; index, spread, cap, floor, compounding, day-count and business-day conventions; principal, interest and fee schedule formulas; amortization, bullet, sinking-fund, grace and capitalization rules; redemption, prepayment, call, put, conversion, exchange and extension terms; ranking, subordination, secured status, collateral, security-interest and guarantee references; covenants, conditions, waivers, cure, breach, default, acceleration and cross-default terms or external events; amendment, modification, restructuring, refinancing, novation and successor lineage; external issuance, holding, listing, trade, settlement, custody, valuation, rating, payment and default references; provenance, event and knowledge clocks, quality, access, retention, audit and loss-aware projections. Party, agreement, prospectus, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, benchmark, default, dispute, enforcement, insolvency, tax, filing and records masters remain authoritative.", "in_scope": [ "Debt-instrument identity, version, class, contractual basis, participant roles and source-qualified legal and economic terms", "Principal, currency, interest, schedule, optionality, ranking, credit support, covenant and instrument-owned lifecycle context", "External position and outcome bindings, provenance, access, retention, validation and interoperability" ], "out_of_scope": [ "Owning Party, Agreement, Prospectus, Issuance, Holding, Ownership, Payment, Ledger, Trade, Listing, Valuation, Rating, Collateral Asset, Security Interest, Guarantee, Benchmark, Default Case, Dispute, Enforcement, Insolvency, Tax, Filing or Record masters", "Treating an instrument as a position, schedule as payment, original principal as current value, secured status as perfected collateral, covenant as compliance, rating as fact or amendment as derecognition", "Autonomous contracting, issuance, amendment, trading, valuation, rating, waiver, acceleration, payment, enforcement, protected disclosure or record destruction" ], "boundary_notes": [ { "neighbor": "WM-ECO-005 Credit / Security candidate category", "distinction": "Debt Instrument is a governed contractual aggregate. The candidate parent is marked for split and grants no inherited semantics or cascade authority.", "source_refs": [ "SRC-003", "SRC-004", "SRC-008", "SRC-013" ] }, { "neighbor": "Issuance, Holding / Position and Ownership", "distinction": "An instrument defines fungible or bilateral debt terms; issuance creates supply and allocations, while positions bind holders, quantities and custody at time.", "source_refs": [ "SRC-004", "SRC-006", "SRC-007", "SRC-011" ] }, { "neighbor": "Scheduled cashflow, Payment and Ledger", "distinction": "A contractual schedule is a formula or expectation. Amount due, cash transfer and accounting posting are separate records with their own event times and authority.", "source_refs": [ "SRC-001", "SRC-004", "SRC-016", "SRC-022" ] }, { "neighbor": "Valuation, Price, Yield and Rating", "distinction": "Observed or assessed values and opinions are external, source-qualified and time-bound; they do not rewrite the instrument's contractual terms.", "source_refs": [ "SRC-001", "SRC-002", "SRC-004", "SRC-006" ] }, { "neighbor": "Collateral, Guarantee, Covenant and Default", "distinction": "The instrument owns referenced protection terms; assets, interests, valuations, compliance observations, breach findings, guarantees and default cases retain separate identity and authority.", "source_refs": [ "SRC-002", "SRC-003", "SRC-013", "SRC-015" ] }, { "neighbor": "CFI, FIGI, FIBO, ISO 20022 and XBRL", "distinction": "Classifiers, ontologies, message formats and reporting taxonomies are versioned projections or alignments, not the universal storage interface or legal truth.", "source_refs": [ "SRC-008", "SRC-011", "SRC-012", "SRC-016", "SRC-017", "SRC-024" ] } ] }, "sources": [ { "id": "SRC-001", "title": "IFRS 9 Financial Instruments", "organization": "IFRS Foundation", "url": "https://www.ifrs.org/issued-standards/list-of-standards/ifrs-9-financial-instruments/", "version_or_date": "Issued standard page accessed 2026-09-06", "source_type": "standard", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Recognition, contractual cash-flow characteristics, classification, impairment, modification and derecognition context; licensed standard text is not reproduced." }, { "id": "SRC-002", "title": "IFRS 7 Financial Instruments: Disclosures", "organization": "IFRS Foundation", "url": "https://www.ifrs.org/issued-standards/list-of-standards/ifrs-7-financial-instruments-disclosures/", "version_or_date": "Issued standard page accessed 2026-09-06", "source_type": "standard", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Risk, significance, liquidity and credit disclosure context without turning disclosure values into instrument identity." }, { "id": "SRC-003", "title": "IAS 32 Financial Instruments: Presentation", "organization": "IFRS Foundation", "url": "https://www.ifrs.org/issued-standards/list-of-standards/ias-32-financial-instruments-presentation/", "version_or_date": "Issued standard page accessed 2026-09-06", "source_type": "standard", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Debt-versus-equity and asset-versus-liability presentation context, subject to the licensed standard and jurisdictional adoption." }, { "id": "SRC-004", "title": "Handbook on Securities Statistics", "organization": "International Monetary Fund, Bank for International Settlements and European Central Bank", "url": "https://www.imf.org/-/media/files/data/statistics/wgsd/hss.pdf", "version_or_date": "2015 consolidated handbook", "source_type": "standard", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Conceptual definitions for debt securities, positions, issues, valuation, coupon, principal, maturity and transactions." }, { "id": "SRC-005", "title": "Introduction to BIS statistics", "organization": "Bank for International Settlements", "url": "https://www.bis.org/publications/introduction-bis-statistics", "version_or_date": "Official overview accessed 2026-09-06", "source_type": "public-authority", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Official scope and classification context for international and domestic debt-security statistics." }, { "id": "SRC-006", "title": "Debt securities statistics", "organization": "Bank for International Settlements", "url": "https://www.bis.org/statistics/secstats.htm", "version_or_date": "Official statistics page accessed 2026-09-06", "source_type": "registry", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Issuer, market, currency, maturity and amount dimensions used in security statistics, not a transaction system." }, { "id": "SRC-007", "title": "ISO 6166 Financial services — International securities identification number", "organization": "International Organization for Standardization", "url": "https://www.iso.org/standard/78502.html", "version_or_date": "ISO 6166:2021", "source_type": "standard", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "ISIN identifier profile; an identifier does not establish ownership, validity or valuation." }, { "id": "SRC-008", "title": "ISO 10962 Securities and related financial instruments — Classification of financial instruments", "organization": "International Organization for Standardization", "url": "https://www.iso.org/standard/81140.html", "version_or_date": "ISO 10962:2021", "source_type": "classifier", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "CFI classification dimensions for financial instruments, with exact code-list maintenance kept external." }, { "id": "SRC-009", "title": "ISO 4217 Currency Codes", "organization": "International Organization for Standardization", "url": "https://www.iso.org/iso-4217-currency-codes.html", "version_or_date": "Maintenance page accessed 2026-09-06", "source_type": "classifier", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Currency identifiers for principal, interest, fees and observed amounts." }, { "id": "SRC-010", "title": "ISO 17442 Legal entity identifier", "organization": "International Organization for Standardization", "url": "https://www.iso.org/standard/78829.html", "version_or_date": "ISO 17442-1:2020", "source_type": "standard", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "LEI profile for referenced legal entities; the instrument does not own legal-entity lifecycle." }, { "id": "SRC-011", "title": "Financial Instrument Global Identifier", "organization": "Object Management Group", "url": "https://www.omg.org/spec/FIGI", "version_or_date": "FIGI 1.2 formal, March 2026", "source_type": "standard", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Machine-readable identifier and instrument-class concepts; formal release is distinguished from beta development." }, { "id": "SRC-012", "title": "Financial Industry Business Ontology", "organization": "EDM Council", "url": "https://spec.edmcouncil.org/fibo/index.html", "version_or_date": "Official specification index accessed 2026-09-06", "source_type": "ontology", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Modular financial-domain ontology and release context for semantic alignment." }, { "id": "SRC-013", "title": "FIBO Debt Instruments", "organization": "EDM Council", "url": "https://spec.edmcouncil.org/fibo/ontology/SEC/Debt/DebtInstruments/", "version_or_date": "Master/latest ontology page accessed 2026-09-06", "source_type": "ontology", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Debt-instrument concepts, terms, obligor and repayment semantics; latest development content requires an exact production pin for conformance." }, { "id": "SRC-014", "title": "FIBO Bonds", "organization": "EDM Council", "url": "https://spec.edmcouncil.org/fibo/ontology/SEC/Debt/Bonds/", "version_or_date": "Master/latest ontology page accessed 2026-09-06", "source_type": "ontology", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Bond, coupon, maturity and redemption concept alignment without making FIBO the storage format." }, { "id": "SRC-015", "title": "FIBO Asset-backed Securities", "organization": "EDM Council", "url": "https://spec.edmcouncil.org/fibo/ontology/SEC/Debt/AssetBackedSecurities/", "version_or_date": "Master/latest ontology page accessed 2026-09-06", "source_type": "ontology", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Pool, tranche and credit-support alignment while collateral assets and cash-flow observations remain external." }, { "id": "SRC-016", "title": "ISO 20022 Message Definitions", "organization": "ISO 20022 Registration Authority", "url": "https://www.iso20022.org/iso-20022-message-definitions", "version_or_date": "Catalogue accessed 2026-09-06", "source_type": "standard", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Versioned message projection context for securities, payments and reference data; transport messages do not own semantic identity." }, { "id": "SRC-017", "title": "XBRL 2.1", "organization": "XBRL International", "url": "https://specifications.xbrl.org/work-product-index-group-base-spec-base-spec.html", "version_or_date": "Recommendation and errata index accessed 2026-09-06", "source_type": "standard", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Reporting taxonomy, fact, context and unit projection context with explicit taxonomy-version and semantic-loss controls." }, { "id": "SRC-018", "title": "Date and Time on the Internet: Timestamps", "organization": "Internet Engineering Task Force", "url": "https://www.rfc-editor.org/rfc/rfc3339.html", "version_or_date": "RFC 3339, July 2002", "source_type": "standard", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Unambiguous event, effective, observation and knowledge timestamps with seconds and explicit offset." }, { "id": "SRC-019", "title": "PROV-O: The PROV Ontology", "organization": "World Wide Web Consortium", "url": "https://www.w3.org/TR/prov-o/", "version_or_date": "W3C Recommendation, 30 April 2013", "source_type": "ontology", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Attribution, derivation, revision, invalidation and delegation for terms, events, assertions and artifacts." }, { "id": "SRC-020", "title": "Data on the Web Best Practices: Data Quality Vocabulary", "organization": "World Wide Web Consortium", "url": "https://www.w3.org/TR/vocab-dqv/", "version_or_date": "W3C Working Group Note, 15 December 2016", "source_type": "ontology", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Quality observations, measurements, annotations and policies for source-qualified debt data." }, { "id": "SRC-021", "title": "ODRL Information Model 2.2", "organization": "World Wide Web Consortium", "url": "https://www.w3.org/TR/odrl-model/", "version_or_date": "W3C Recommendation, 15 February 2018", "source_type": "standard", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Permissions, prohibitions, duties and constraints for protected instrument records and projections." }, { "id": "SRC-022", "title": "Time Ontology in OWL", "organization": "World Wide Web Consortium", "url": "https://www.w3.org/TR/owl-time/", "version_or_date": "W3C Recommendation, 19 October 2017", "source_type": "ontology", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Intervals, instants and temporal relations for accrual, reset, exercise and maturity schedules." }, { "id": "SRC-023", "title": "SKOS Simple Knowledge Organization System Reference", "organization": "World Wide Web Consortium", "url": "https://www.w3.org/TR/skos-reference/", "version_or_date": "W3C Recommendation, 18 August 2009", "source_type": "ontology", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Controlled classification concepts, labels, schemes and mapping relations without collapsing unlike debt taxonomies." }, { "id": "SRC-024", "title": "FIBO Production Release", "organization": "EDM Council", "url": "https://spec.edmcouncil.org/fibo/page/owl", "version_or_date": "Release guidance accessed 2026-09-06", "source_type": "first-party-doc", "primary_source": true, "authority_tier": 1, "accessed_at": "2026-09-06T19:30:00Z", "relevance": "Distinguishes quarterly production releases from continuously published development content and constrains conformance claims." } ], "structure": { "bundles": [ { "id": "identity-class-and-contractual-basis", "name": "Identity, class and contractual basis", "description": "Establish the instrument and the legal and semantic basis of the debt claim without absorbing party or document masters", "rationale": "Establish the instrument and the legal and semantic basis of the debt claim without absorbing party or document masters", "source_refs": [ "SRC-004", "SRC-007", "SRC-008", "SRC-011", "SRC-013", "SRC-001", "SRC-003", "SRC-010", "SRC-014", "SRC-019" ], "layers": [ { "id": "instrument-identity-and-classification", "name": "Instrument identity and classification", "description": "Groups governed findings for instrument identity and classification while preserving debt-instrument boundary and source authority.", "source_refs": [ "SRC-004", "SRC-007", "SRC-008", "SRC-011", "SRC-013" ], "findings": [ { "id": "instrument-identity-namespace-version-predecessor-and-successor", "name": "Instrument identity, namespace, version, predecessor and successor", "description": "Records instrument identity, namespace, version, predecessor and successor as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-004", "SRC-007", "SRC-008", "SRC-011", "SRC-013" ], "questions": [ { "id": "instrument-identity-namespace-version-predecessor-and-successor-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish instrument identity, namespace, version, predecessor and successor?", "kind": "identity", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "instrument-identity-namespace-version-predecessor-and-successor-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access instrument identity, namespace, version, predecessor and successor, under what authority and role?", "kind": "authority", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "instrument-identity-namespace-version-predecessor-and-successor-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify instrument identity, namespace, version, predecessor and successor?", "kind": "security", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "instrument-identity-namespace-version-predecessor-and-successor-data", "name": "Instrument identity, namespace, version, predecessor and successor data", "description": "Typed values and references needed to answer the governed questions for instrument identity, namespace, version, predecessor and successor without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-004", "SRC-007", "SRC-008", "SRC-011", "SRC-013" ] } ], "artifacts": [ { "id": "instrument-identity-namespace-version-predecessor-and-successor-artifact", "name": "Instrument identity, namespace, version, predecessor and successor evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting instrument identity, namespace, version, predecessor and successor.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-004", "SRC-007", "SRC-008", "SRC-011", "SRC-013" ] } ], "inline_only_rationale": null }, { "id": "debt-class-form-security-status-program-series-and-tranche", "name": "Debt class, form, security status, program, series and tranche", "description": "Records debt class, form, security status, program, series and tranche as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-004", "SRC-007", "SRC-008", "SRC-011", "SRC-013" ], "questions": [ { "id": "debt-class-form-security-status-program-series-and-tranche-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish debt class, form, security status, program, series and tranche?", "kind": "classification", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "debt-class-form-security-status-program-series-and-tranche-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access debt class, form, security status, program, series and tranche, under what authority and role?", "kind": "requirement", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "debt-class-form-security-status-program-series-and-tranche-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify debt class, form, security status, program, series and tranche?", "kind": "privacy", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "debt-class-form-security-status-program-series-and-tranche-data", "name": "Debt class, form, security status, program, series and tranche data", "description": "Typed values and references needed to answer the governed questions for debt class, form, security status, program, series and tranche without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-004", "SRC-007", "SRC-008", "SRC-011", "SRC-013" ] } ], "artifacts": [ { "id": "debt-class-form-security-status-program-series-and-tranche-artifact", "name": "Debt class, form, security status, program, series and tranche evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting debt class, form, security status, program, series and tranche.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-004", "SRC-007", "SRC-008", "SRC-011", "SRC-013" ] } ], "inline_only_rationale": null } ] }, { "id": "contractual-basis-and-party-roles", "name": "Contractual basis and party roles", "description": "Groups governed findings for contractual basis and party roles while preserving debt-instrument boundary and source authority.", "source_refs": [ "SRC-001", "SRC-003", "SRC-010", "SRC-013", "SRC-014", "SRC-019" ], "findings": [ { "id": "agreement-prospectus-term-sheet-governing-law-and-jurisdiction", "name": "Agreement, prospectus, term sheet, governing law and jurisdiction", "description": "Records agreement, prospectus, term sheet, governing law and jurisdiction as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-003", "SRC-010", "SRC-013", "SRC-014", "SRC-019" ], "questions": [ { "id": "agreement-prospectus-term-sheet-governing-law-and-jurisdiction-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish agreement, prospectus, term sheet, governing law and jurisdiction?", "kind": "relationship", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "agreement-prospectus-term-sheet-governing-law-and-jurisdiction-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access agreement, prospectus, term sheet, governing law and jurisdiction, under what authority and role?", "kind": "constraint", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "agreement-prospectus-term-sheet-governing-law-and-jurisdiction-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify agreement, prospectus, term sheet, governing law and jurisdiction?", "kind": "retention", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "agreement-prospectus-term-sheet-governing-law-and-jurisdiction-data", "name": "Agreement, prospectus, term sheet, governing law and jurisdiction data", "description": "Typed values and references needed to answer the governed questions for agreement, prospectus, term sheet, governing law and jurisdiction without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-003", "SRC-010", "SRC-013", "SRC-014", "SRC-019" ] } ], "artifacts": [ { "id": "agreement-prospectus-term-sheet-governing-law-and-jurisdiction-artifact", "name": "Agreement, prospectus, term sheet, governing law and jurisdiction evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting agreement, prospectus, term sheet, governing law and jurisdiction.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-003", "SRC-010", "SRC-013", "SRC-014", "SRC-019" ] } ], "inline_only_rationale": null }, { "id": "issuer-borrower-obligor-creditor-lender-investor-trustee-agent-and-guarantor", "name": "Issuer, borrower, obligor, creditor, lender, investor, trustee, agent and guarantor", "description": "Records issuer, borrower, obligor, creditor, lender, investor, trustee, agent and guarantor as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-003", "SRC-010", "SRC-013", "SRC-014", "SRC-019" ], "questions": [ { "id": "issuer-borrower-obligor-creditor-lender-investor-trustee-agent-and-guarantor-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish issuer, borrower, obligor, creditor, lender, investor, trustee, agent and guarantor?", "kind": "authority", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "issuer-borrower-obligor-creditor-lender-investor-trustee-agent-and-guarantor-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access issuer, borrower, obligor, creditor, lender, investor, trustee, agent and guarantor, under what authority and role?", "kind": "process", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "issuer-borrower-obligor-creditor-lender-investor-trustee-agent-and-guarantor-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify issuer, borrower, obligor, creditor, lender, investor, trustee, agent and guarantor?", "kind": "access", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "issuer-borrower-obligor-creditor-lender-investor-trustee-agent-and-guarantor-data", "name": "Issuer, borrower, obligor, creditor, lender, investor, trustee, agent and guarantor data", "description": "Typed values and references needed to answer the governed questions for issuer, borrower, obligor, creditor, lender, investor, trustee, agent and guarantor without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-003", "SRC-010", "SRC-013", "SRC-014", "SRC-019" ] } ], "artifacts": [ { "id": "issuer-borrower-obligor-creditor-lender-investor-trustee-agent-and-guarantor-artifact", "name": "Issuer, borrower, obligor, creditor, lender, investor, trustee, agent and guarantor evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting issuer, borrower, obligor, creditor, lender, investor, trustee, agent and guarantor.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-003", "SRC-010", "SRC-013", "SRC-014", "SRC-019" ] } ], "inline_only_rationale": null } ] } ] }, { "id": "principal-currency-and-interest-terms", "name": "Principal, currency and interest terms", "description": "Represent promised economic terms while separating original, issued, outstanding and observed values", "rationale": "Represent promised economic terms while separating original, issued, outstanding and observed values", "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-009", "SRC-013", "SRC-014", "SRC-022" ], "layers": [ { "id": "principal-notional-and-outstanding-values", "name": "Principal, notional and outstanding values", "description": "Groups governed findings for principal, notional and outstanding values while preserving debt-instrument boundary and source authority.", "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-009", "SRC-013" ], "findings": [ { "id": "original-principal-notional-authorized-issued-amount-and-currency", "name": "Original principal, notional, authorized and issued amount and currency", "description": "Records original principal, notional, authorized and issued amount and currency as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-009", "SRC-013" ], "questions": [ { "id": "original-principal-notional-authorized-issued-amount-and-currency-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish original principal, notional, authorized and issued amount and currency?", "kind": "measurement", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "original-principal-notional-authorized-issued-amount-and-currency-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access original principal, notional, authorized and issued amount and currency, under what authority and role?", "kind": "event", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "original-principal-notional-authorized-issued-amount-and-currency-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify original principal, notional, authorized and issued amount and currency?", "kind": "exception", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "original-principal-notional-authorized-issued-amount-and-currency-data", "name": "Original principal, notional, authorized and issued amount and currency data", "description": "Typed values and references needed to answer the governed questions for original principal, notional, authorized and issued amount and currency without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-009", "SRC-013" ] } ], "artifacts": [ { "id": "original-principal-notional-authorized-issued-amount-and-currency-artifact", "name": "Original principal, notional, authorized and issued amount and currency evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting original principal, notional, authorized and issued amount and currency.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-009", "SRC-013" ] } ], "inline_only_rationale": null }, { "id": "outstanding-principal-capitalization-write-down-and-write-up", "name": "Outstanding principal, capitalization, write-down and write-up", "description": "Records outstanding principal, capitalization, write-down and write-up as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-009", "SRC-013" ], "questions": [ { "id": "outstanding-principal-capitalization-write-down-and-write-up-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish outstanding principal, capitalization, write-down and write-up?", "kind": "state", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "outstanding-principal-capitalization-write-down-and-write-up-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access outstanding principal, capitalization, write-down and write-up, under what authority and role?", "kind": "measurement", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "outstanding-principal-capitalization-write-down-and-write-up-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify outstanding principal, capitalization, write-down and write-up?", "kind": "interoperability", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "outstanding-principal-capitalization-write-down-and-write-up-data", "name": "Outstanding principal, capitalization, write-down and write-up data", "description": "Typed values and references needed to answer the governed questions for outstanding principal, capitalization, write-down and write-up without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-009", "SRC-013" ] } ], "artifacts": [ { "id": "outstanding-principal-capitalization-write-down-and-write-up-artifact", "name": "Outstanding principal, capitalization, write-down and write-up evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting outstanding principal, capitalization, write-down and write-up.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-009", "SRC-013" ] } ], "inline_only_rationale": null } ] }, { "id": "interest-coupon-index-and-calculation-conventions", "name": "Interest, coupon, index and calculation conventions", "description": "Groups governed findings for interest, coupon, index and calculation conventions while preserving debt-instrument boundary and source authority.", "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ], "findings": [ { "id": "fixed-floating-zero-indexed-rate-coupon-spread-cap-and-floor", "name": "Fixed, floating, zero or indexed rate, coupon, spread, cap and floor", "description": "Records fixed, floating, zero or indexed rate, coupon, spread, cap and floor as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ], "questions": [ { "id": "fixed-floating-zero-indexed-rate-coupon-spread-cap-and-floor-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish fixed, floating, zero or indexed rate, coupon, spread, cap and floor?", "kind": "constraint", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "fixed-floating-zero-indexed-rate-coupon-spread-cap-and-floor-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access fixed, floating, zero or indexed rate, coupon, spread, cap and floor, under what authority and role?", "kind": "evidence", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "fixed-floating-zero-indexed-rate-coupon-spread-cap-and-floor-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify fixed, floating, zero or indexed rate, coupon, spread, cap and floor?", "kind": "decision", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "fixed-floating-zero-indexed-rate-coupon-spread-cap-and-floor-data", "name": "Fixed, floating, zero or indexed rate, coupon, spread, cap and floor data", "description": "Typed values and references needed to answer the governed questions for fixed, floating, zero or indexed rate, coupon, spread, cap and floor without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ] } ], "artifacts": [ { "id": "fixed-floating-zero-indexed-rate-coupon-spread-cap-and-floor-artifact", "name": "Fixed, floating, zero or indexed rate, coupon, spread, cap and floor evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting fixed, floating, zero or indexed rate, coupon, spread, cap and floor.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ] } ], "inline_only_rationale": null }, { "id": "reference-index-reset-compounding-day-count-calendar-and-business-day", "name": "Reference index, reset, compounding, day-count, calendar and business-day convention", "description": "Records reference index, reset, compounding, day-count, calendar and business-day convention as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ], "questions": [ { "id": "reference-index-reset-compounding-day-count-calendar-and-business-day-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish reference index, reset, compounding, day-count, calendar and business-day convention?", "kind": "requirement", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "reference-index-reset-compounding-day-count-calendar-and-business-day-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access reference index, reset, compounding, day-count, calendar and business-day convention, under what authority and role?", "kind": "quality", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "reference-index-reset-compounding-day-count-calendar-and-business-day-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify reference index, reset, compounding, day-count, calendar and business-day convention?", "kind": "identity", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "reference-index-reset-compounding-day-count-calendar-and-business-day-data", "name": "Reference index, reset, compounding, day-count, calendar and business-day convention data", "description": "Typed values and references needed to answer the governed questions for reference index, reset, compounding, day-count, calendar and business-day convention without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ] } ], "artifacts": [ { "id": "reference-index-reset-compounding-day-count-calendar-and-business-day-artifact", "name": "Reference index, reset, compounding, day-count, calendar and business-day convention evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting reference index, reset, compounding, day-count, calendar and business-day convention.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ] } ], "inline_only_rationale": null } ] } ] }, { "id": "cashflow-schedule-and-optionality", "name": "Cashflow schedule and optionality", "description": "Capture contractual cashflow formulas and embedded choices without treating projections as payments", "rationale": "Capture contractual cashflow formulas and embedded choices without treating projections as payments", "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-016", "SRC-022", "SRC-003" ], "layers": [ { "id": "contractual-cashflow-schedule", "name": "Contractual cashflow schedule", "description": "Groups governed findings for contractual cashflow schedule while preserving debt-instrument boundary and source authority.", "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-016", "SRC-022" ], "findings": [ { "id": "interest-principal-fee-schedule-formula-due-date-and-currency", "name": "Interest, principal and fee schedule, formula, due date and currency", "description": "Records interest, principal and fee schedule, formula, due date and currency as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-016", "SRC-022" ], "questions": [ { "id": "interest-principal-fee-schedule-formula-due-date-and-currency-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish interest, principal and fee schedule, formula, due date and currency?", "kind": "temporal", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "interest-principal-fee-schedule-formula-due-date-and-currency-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access interest, principal and fee schedule, formula, due date and currency, under what authority and role?", "kind": "validation", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "interest-principal-fee-schedule-formula-due-date-and-currency-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify interest, principal and fee schedule, formula, due date and currency?", "kind": "classification", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "interest-principal-fee-schedule-formula-due-date-and-currency-data", "name": "Interest, principal and fee schedule, formula, due date and currency data", "description": "Typed values and references needed to answer the governed questions for interest, principal and fee schedule, formula, due date and currency without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-016", "SRC-022" ] } ], "artifacts": [ { "id": "interest-principal-fee-schedule-formula-due-date-and-currency-artifact", "name": "Interest, principal and fee schedule, formula, due date and currency evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting interest, principal and fee schedule, formula, due date and currency.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-016", "SRC-022" ] } ], "inline_only_rationale": null }, { "id": "amortization-bullet-sinking-fund-grace-and-capitalization", "name": "Amortization, bullet, sinking fund, grace and capitalization", "description": "Records amortization, bullet, sinking fund, grace and capitalization as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-016", "SRC-022" ], "questions": [ { "id": "amortization-bullet-sinking-fund-grace-and-capitalization-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish amortization, bullet, sinking fund, grace and capitalization?", "kind": "process", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "amortization-bullet-sinking-fund-grace-and-capitalization-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access amortization, bullet, sinking fund, grace and capitalization, under what authority and role?", "kind": "security", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "amortization-bullet-sinking-fund-grace-and-capitalization-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify amortization, bullet, sinking fund, grace and capitalization?", "kind": "composition", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "amortization-bullet-sinking-fund-grace-and-capitalization-data", "name": "Amortization, bullet, sinking fund, grace and capitalization data", "description": "Typed values and references needed to answer the governed questions for amortization, bullet, sinking fund, grace and capitalization without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-016", "SRC-022" ] } ], "artifacts": [ { "id": "amortization-bullet-sinking-fund-grace-and-capitalization-artifact", "name": "Amortization, bullet, sinking fund, grace and capitalization evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting amortization, bullet, sinking fund, grace and capitalization.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-014", "SRC-016", "SRC-022" ] } ], "inline_only_rationale": null } ] }, { "id": "redemption-prepayment-and-embedded-options", "name": "Redemption, prepayment and embedded options", "description": "Groups governed findings for redemption, prepayment and embedded options while preserving debt-instrument boundary and source authority.", "source_refs": [ "SRC-003", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ], "findings": [ { "id": "maturity-redemption-prepayment-premium-penalty-and-notice", "name": "Maturity, redemption, prepayment, premium, penalty and notice", "description": "Records maturity, redemption, prepayment, premium, penalty and notice as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-003", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ], "questions": [ { "id": "maturity-redemption-prepayment-premium-penalty-and-notice-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish maturity, redemption, prepayment, premium, penalty and notice?", "kind": "lifecycle", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "maturity-redemption-prepayment-premium-penalty-and-notice-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access maturity, redemption, prepayment, premium, penalty and notice, under what authority and role?", "kind": "privacy", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "maturity-redemption-prepayment-premium-penalty-and-notice-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify maturity, redemption, prepayment, premium, penalty and notice?", "kind": "relationship", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "maturity-redemption-prepayment-premium-penalty-and-notice-data", "name": "Maturity, redemption, prepayment, premium, penalty and notice data", "description": "Typed values and references needed to answer the governed questions for maturity, redemption, prepayment, premium, penalty and notice without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-003", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ] } ], "artifacts": [ { "id": "maturity-redemption-prepayment-premium-penalty-and-notice-artifact", "name": "Maturity, redemption, prepayment, premium, penalty and notice evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting maturity, redemption, prepayment, premium, penalty and notice.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-003", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ] } ], "inline_only_rationale": null }, { "id": "call-put-conversion-exchange-extension-trigger-and-exercise", "name": "Call, put, conversion, exchange, extension, trigger and exercise", "description": "Records call, put, conversion, exchange, extension, trigger and exercise as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-003", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ], "questions": [ { "id": "call-put-conversion-exchange-extension-trigger-and-exercise-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish call, put, conversion, exchange, extension, trigger and exercise?", "kind": "decision", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "call-put-conversion-exchange-extension-trigger-and-exercise-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access call, put, conversion, exchange, extension, trigger and exercise, under what authority and role?", "kind": "retention", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "call-put-conversion-exchange-extension-trigger-and-exercise-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify call, put, conversion, exchange, extension, trigger and exercise?", "kind": "state", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "call-put-conversion-exchange-extension-trigger-and-exercise-data", "name": "Call, put, conversion, exchange, extension, trigger and exercise data", "description": "Typed values and references needed to answer the governed questions for call, put, conversion, exchange, extension, trigger and exercise without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-003", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ] } ], "artifacts": [ { "id": "call-put-conversion-exchange-extension-trigger-and-exercise-artifact", "name": "Call, put, conversion, exchange, extension, trigger and exercise evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting call, put, conversion, exchange, extension, trigger and exercise.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-003", "SRC-004", "SRC-013", "SRC-014", "SRC-022" ] } ], "inline_only_rationale": null } ] } ] }, { "id": "ranking-security-covenants-and-credit-support", "name": "Ranking, security, covenants and credit support", "description": "Describe priority and contractual protections while external assets, interests, observations and determinations retain authority", "rationale": "Describe priority and contractual protections while external assets, interests, observations and determinations retain authority", "source_refs": [ "SRC-002", "SRC-003", "SRC-004", "SRC-013", "SRC-015", "SRC-001", "SRC-014", "SRC-019" ], "layers": [ { "id": "ranking-security-collateral-and-guarantees", "name": "Ranking, security, collateral and guarantees", "description": "Groups governed findings for ranking, security, collateral and guarantees while preserving debt-instrument boundary and source authority.", "source_refs": [ "SRC-002", "SRC-003", "SRC-004", "SRC-013", "SRC-015" ], "findings": [ { "id": "seniority-subordination-ranking-parity-and-waterfall-position", "name": "Seniority, subordination, ranking, parity and waterfall position", "description": "Records seniority, subordination, ranking, parity and waterfall position as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-002", "SRC-003", "SRC-004", "SRC-013", "SRC-015" ], "questions": [ { "id": "seniority-subordination-ranking-parity-and-waterfall-position-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish seniority, subordination, ranking, parity and waterfall position?", "kind": "relationship", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "seniority-subordination-ranking-parity-and-waterfall-position-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access seniority, subordination, ranking, parity and waterfall position, under what authority and role?", "kind": "access", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "seniority-subordination-ranking-parity-and-waterfall-position-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify seniority, subordination, ranking, parity and waterfall position?", "kind": "lifecycle", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "seniority-subordination-ranking-parity-and-waterfall-position-data", "name": "Seniority, subordination, ranking, parity and waterfall position data", "description": "Typed values and references needed to answer the governed questions for seniority, subordination, ranking, parity and waterfall position without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-002", "SRC-003", "SRC-004", "SRC-013", "SRC-015" ] } ], "artifacts": [ { "id": "seniority-subordination-ranking-parity-and-waterfall-position-artifact", "name": "Seniority, subordination, ranking, parity and waterfall position evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting seniority, subordination, ranking, parity and waterfall position.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-002", "SRC-003", "SRC-004", "SRC-013", "SRC-015" ] } ], "inline_only_rationale": null }, { "id": "secured-status-collateral-security-interest-perfection-and-guarantee-reference", "name": "Secured status, collateral, security interest, perfection and guarantee reference", "description": "Records secured status, collateral, security interest, perfection and guarantee reference as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-002", "SRC-003", "SRC-004", "SRC-013", "SRC-015" ], "questions": [ { "id": "secured-status-collateral-security-interest-perfection-and-guarantee-reference-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish secured status, collateral, security interest, perfection and guarantee reference?", "kind": "evidence", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "secured-status-collateral-security-interest-perfection-and-guarantee-reference-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access secured status, collateral, security interest, perfection and guarantee reference, under what authority and role?", "kind": "exception", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "secured-status-collateral-security-interest-perfection-and-guarantee-reference-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify secured status, collateral, security interest, perfection and guarantee reference?", "kind": "temporal", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "secured-status-collateral-security-interest-perfection-and-guarantee-reference-data", "name": "Secured status, collateral, security interest, perfection and guarantee reference data", "description": "Typed values and references needed to answer the governed questions for secured status, collateral, security interest, perfection and guarantee reference without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-002", "SRC-003", "SRC-004", "SRC-013", "SRC-015" ] } ], "artifacts": [ { "id": "secured-status-collateral-security-interest-perfection-and-guarantee-reference-artifact", "name": "Secured status, collateral, security interest, perfection and guarantee reference evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting secured status, collateral, security interest, perfection and guarantee reference.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-002", "SRC-003", "SRC-004", "SRC-013", "SRC-015" ] } ], "inline_only_rationale": null } ] }, { "id": "covenants-conditions-and-credit-events", "name": "Covenants, conditions and credit events", "description": "Groups governed findings for covenants, conditions and credit events while preserving debt-instrument boundary and source authority.", "source_refs": [ "SRC-001", "SRC-002", "SRC-013", "SRC-014", "SRC-019" ], "findings": [ { "id": "affirmative-negative-financial-covenant-threshold-and-test", "name": "Affirmative, negative and financial covenant, threshold and test", "description": "Records affirmative, negative and financial covenant, threshold and test as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-002", "SRC-013", "SRC-014", "SRC-019" ], "questions": [ { "id": "affirmative-negative-financial-covenant-threshold-and-test-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish affirmative, negative and financial covenant, threshold and test?", "kind": "constraint", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "affirmative-negative-financial-covenant-threshold-and-test-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access affirmative, negative and financial covenant, threshold and test, under what authority and role?", "kind": "interoperability", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "affirmative-negative-financial-covenant-threshold-and-test-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify affirmative, negative and financial covenant, threshold and test?", "kind": "provenance", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "affirmative-negative-financial-covenant-threshold-and-test-data", "name": "Affirmative, negative and financial covenant, threshold and test data", "description": "Typed values and references needed to answer the governed questions for affirmative, negative and financial covenant, threshold and test without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-002", "SRC-013", "SRC-014", "SRC-019" ] } ], "artifacts": [ { "id": "affirmative-negative-financial-covenant-threshold-and-test-artifact", "name": "Affirmative, negative and financial covenant, threshold and test evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting affirmative, negative and financial covenant, threshold and test.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-002", "SRC-013", "SRC-014", "SRC-019" ] } ], "inline_only_rationale": null }, { "id": "condition-precedent-waiver-cure-breach-default-acceleration-and-cross-default", "name": "Condition precedent, waiver, cure, breach, default, acceleration and cross-default", "description": "Records condition precedent, waiver, cure, breach, default, acceleration and cross-default as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-002", "SRC-013", "SRC-014", "SRC-019" ], "questions": [ { "id": "condition-precedent-waiver-cure-breach-default-acceleration-and-cross-default-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish condition precedent, waiver, cure, breach, default, acceleration and cross-default?", "kind": "event", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "condition-precedent-waiver-cure-breach-default-acceleration-and-cross-default-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access condition precedent, waiver, cure, breach, default, acceleration and cross-default, under what authority and role?", "kind": "decision", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "condition-precedent-waiver-cure-breach-default-acceleration-and-cross-default-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify condition precedent, waiver, cure, breach, default, acceleration and cross-default?", "kind": "ownership", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "condition-precedent-waiver-cure-breach-default-acceleration-and-cross-default-data", "name": "Condition precedent, waiver, cure, breach, default, acceleration and cross-default data", "description": "Typed values and references needed to answer the governed questions for condition precedent, waiver, cure, breach, default, acceleration and cross-default without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-002", "SRC-013", "SRC-014", "SRC-019" ] } ], "artifacts": [ { "id": "condition-precedent-waiver-cure-breach-default-acceleration-and-cross-default-artifact", "name": "Condition precedent, waiver, cure, breach, default, acceleration and cross-default evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting condition precedent, waiver, cure, breach, default, acceleration and cross-default.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-002", "SRC-013", "SRC-014", "SRC-019" ] } ], "inline_only_rationale": null } ] } ] }, { "id": "issuance-lifecycle-and-external-positions", "name": "Issuance, lifecycle and external positions", "description": "Bind issuance and market outcomes while preserving instrument-owned change lineage and external authority", "rationale": "Bind issuance and market outcomes while preserving instrument-owned change lineage and external authority", "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-013", "SRC-016", "SRC-019", "SRC-002", "SRC-011", "SRC-017" ], "layers": [ { "id": "issuance-service-and-lifecycle", "name": "Issuance, service and lifecycle", "description": "Groups governed findings for issuance, service and lifecycle while preserving debt-instrument boundary and source authority.", "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-013", "SRC-016", "SRC-019" ], "findings": [ { "id": "issuance-offering-allocation-closing-effective-and-outstanding-reference", "name": "Issuance, offering, allocation, closing, effective and outstanding reference", "description": "Records issuance, offering, allocation, closing, effective and outstanding reference as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-013", "SRC-016", "SRC-019" ], "questions": [ { "id": "issuance-offering-allocation-closing-effective-and-outstanding-reference-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish issuance, offering, allocation, closing, effective and outstanding reference?", "kind": "relationship", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "issuance-offering-allocation-closing-effective-and-outstanding-reference-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access issuance, offering, allocation, closing, effective and outstanding reference, under what authority and role?", "kind": "identity", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "issuance-offering-allocation-closing-effective-and-outstanding-reference-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify issuance, offering, allocation, closing, effective and outstanding reference?", "kind": "authority", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "issuance-offering-allocation-closing-effective-and-outstanding-reference-data", "name": "Issuance, offering, allocation, closing, effective and outstanding reference data", "description": "Typed values and references needed to answer the governed questions for issuance, offering, allocation, closing, effective and outstanding reference without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-013", "SRC-016", "SRC-019" ] } ], "artifacts": [ { "id": "issuance-offering-allocation-closing-effective-and-outstanding-reference-artifact", "name": "Issuance, offering, allocation, closing, effective and outstanding reference evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting issuance, offering, allocation, closing, effective and outstanding reference.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-013", "SRC-016", "SRC-019" ] } ], "inline_only_rationale": null }, { "id": "amendment-modification-restructuring-refinancing-novation-and-successor", "name": "Amendment, modification, restructuring, refinancing, novation and successor", "description": "Records amendment, modification, restructuring, refinancing, novation and successor as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-013", "SRC-016", "SRC-019" ], "questions": [ { "id": "amendment-modification-restructuring-refinancing-novation-and-successor-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish amendment, modification, restructuring, refinancing, novation and successor?", "kind": "lifecycle", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "amendment-modification-restructuring-refinancing-novation-and-successor-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access amendment, modification, restructuring, refinancing, novation and successor, under what authority and role?", "kind": "classification", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "amendment-modification-restructuring-refinancing-novation-and-successor-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify amendment, modification, restructuring, refinancing, novation and successor?", "kind": "requirement", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "amendment-modification-restructuring-refinancing-novation-and-successor-data", "name": "Amendment, modification, restructuring, refinancing, novation and successor data", "description": "Typed values and references needed to answer the governed questions for amendment, modification, restructuring, refinancing, novation and successor without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-013", "SRC-016", "SRC-019" ] } ], "artifacts": [ { "id": "amendment-modification-restructuring-refinancing-novation-and-successor-artifact", "name": "Amendment, modification, restructuring, refinancing, novation and successor evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting amendment, modification, restructuring, refinancing, novation and successor.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-004", "SRC-006", "SRC-013", "SRC-016", "SRC-019" ] } ], "inline_only_rationale": null } ] }, { "id": "holdings-valuation-rating-and-external-outcomes", "name": "Holdings, valuation, rating and external outcomes", "description": "Groups governed findings for holdings, valuation, rating and external outcomes while preserving debt-instrument boundary and source authority.", "source_refs": [ "SRC-001", "SRC-002", "SRC-004", "SRC-006", "SRC-011", "SRC-017" ], "findings": [ { "id": "holding-position-listing-trading-settlement-and-custody-reference", "name": "Holding, position, listing, trading, settlement and custody reference", "description": "Records holding, position, listing, trading, settlement and custody reference as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-002", "SRC-004", "SRC-006", "SRC-011", "SRC-017" ], "questions": [ { "id": "holding-position-listing-trading-settlement-and-custody-reference-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish holding, position, listing, trading, settlement and custody reference?", "kind": "relationship", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "holding-position-listing-trading-settlement-and-custody-reference-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access holding, position, listing, trading, settlement and custody reference, under what authority and role?", "kind": "composition", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "holding-position-listing-trading-settlement-and-custody-reference-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify holding, position, listing, trading, settlement and custody reference?", "kind": "constraint", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "holding-position-listing-trading-settlement-and-custody-reference-data", "name": "Holding, position, listing, trading, settlement and custody reference data", "description": "Typed values and references needed to answer the governed questions for holding, position, listing, trading, settlement and custody reference without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-002", "SRC-004", "SRC-006", "SRC-011", "SRC-017" ] } ], "artifacts": [ { "id": "holding-position-listing-trading-settlement-and-custody-reference-artifact", "name": "Holding, position, listing, trading, settlement and custody reference evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting holding, position, listing, trading, settlement and custody reference.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-002", "SRC-004", "SRC-006", "SRC-011", "SRC-017" ] } ], "inline_only_rationale": null }, { "id": "market-price-yield-fair-value-carrying-amount-rating-payment-and-default-reference", "name": "Market price, yield, fair value, carrying amount, rating, payment and default reference", "description": "Records market price, yield, fair value, carrying amount, rating, payment and default reference as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-001", "SRC-002", "SRC-004", "SRC-006", "SRC-011", "SRC-017" ], "questions": [ { "id": "market-price-yield-fair-value-carrying-amount-rating-payment-and-default-reference-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish market price, yield, fair value, carrying amount, rating, payment and default reference?", "kind": "provenance", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "market-price-yield-fair-value-carrying-amount-rating-payment-and-default-reference-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access market price, yield, fair value, carrying amount, rating, payment and default reference, under what authority and role?", "kind": "relationship", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "market-price-yield-fair-value-carrying-amount-rating-payment-and-default-reference-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify market price, yield, fair value, carrying amount, rating, payment and default reference?", "kind": "process", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "market-price-yield-fair-value-carrying-amount-rating-payment-and-default-reference-data", "name": "Market price, yield, fair value, carrying amount, rating, payment and default reference data", "description": "Typed values and references needed to answer the governed questions for market price, yield, fair value, carrying amount, rating, payment and default reference without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-001", "SRC-002", "SRC-004", "SRC-006", "SRC-011", "SRC-017" ] } ], "artifacts": [ { "id": "market-price-yield-fair-value-carrying-amount-rating-payment-and-default-reference-artifact", "name": "Market price, yield, fair value, carrying amount, rating, payment and default reference evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting market price, yield, fair value, carrying amount, rating, payment and default reference.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-001", "SRC-002", "SRC-004", "SRC-006", "SRC-011", "SRC-017" ] } ], "inline_only_rationale": null } ] } ] }, { "id": "governance-provenance-and-interoperability", "name": "Governance, provenance and interoperability", "description": "Make debt terms attributable, protected, durable and projectable without binding semantics to one transport", "rationale": "Make debt terms attributable, protected, durable and projectable without binding semantics to one transport", "source_refs": [ "SRC-018", "SRC-019", "SRC-020", "SRC-021", "SRC-022", "SRC-007", "SRC-008", "SRC-009", "SRC-010", "SRC-011", "SRC-012", "SRC-016", "SRC-017", "SRC-023", "SRC-024" ], "layers": [ { "id": "provenance-quality-access-and-retention", "name": "Provenance, quality, access and retention", "description": "Groups governed findings for provenance, quality, access and retention while preserving debt-instrument boundary and source authority.", "source_refs": [ "SRC-018", "SRC-019", "SRC-020", "SRC-021", "SRC-022" ], "findings": [ { "id": "source-actor-evidence-digest-confidence-event-time-and-knowledge-time", "name": "Source, actor, evidence, digest, confidence, event time and knowledge time", "description": "Records source, actor, evidence, digest, confidence, event time and knowledge time as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-018", "SRC-019", "SRC-020", "SRC-021", "SRC-022" ], "questions": [ { "id": "source-actor-evidence-digest-confidence-event-time-and-knowledge-time-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish source, actor, evidence, digest, confidence, event time and knowledge time?", "kind": "provenance", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "source-actor-evidence-digest-confidence-event-time-and-knowledge-time-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access source, actor, evidence, digest, confidence, event time and knowledge time, under what authority and role?", "kind": "state", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "source-actor-evidence-digest-confidence-event-time-and-knowledge-time-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify source, actor, evidence, digest, confidence, event time and knowledge time?", "kind": "event", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "source-actor-evidence-digest-confidence-event-time-and-knowledge-time-data", "name": "Source, actor, evidence, digest, confidence, event time and knowledge time data", "description": "Typed values and references needed to answer the governed questions for source, actor, evidence, digest, confidence, event time and knowledge time without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-018", "SRC-019", "SRC-020", "SRC-021", "SRC-022" ] } ], "artifacts": [ { "id": "source-actor-evidence-digest-confidence-event-time-and-knowledge-time-artifact", "name": "Source, actor, evidence, digest, confidence, event time and knowledge time evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting source, actor, evidence, digest, confidence, event time and knowledge time.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-018", "SRC-019", "SRC-020", "SRC-021", "SRC-022" ] } ], "inline_only_rationale": null }, { "id": "ownership-stewardship-access-confidentiality-legal-hold-and-retention", "name": "Ownership, stewardship, access, confidentiality, legal hold and retention", "description": "Records ownership, stewardship, access, confidentiality, legal hold and retention as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-018", "SRC-019", "SRC-020", "SRC-021", "SRC-022" ], "questions": [ { "id": "ownership-stewardship-access-confidentiality-legal-hold-and-retention-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish ownership, stewardship, access, confidentiality, legal hold and retention?", "kind": "access", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "ownership-stewardship-access-confidentiality-legal-hold-and-retention-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access ownership, stewardship, access, confidentiality, legal hold and retention, under what authority and role?", "kind": "lifecycle", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "ownership-stewardship-access-confidentiality-legal-hold-and-retention-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify ownership, stewardship, access, confidentiality, legal hold and retention?", "kind": "measurement", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "ownership-stewardship-access-confidentiality-legal-hold-and-retention-data", "name": "Ownership, stewardship, access, confidentiality, legal hold and retention data", "description": "Typed values and references needed to answer the governed questions for ownership, stewardship, access, confidentiality, legal hold and retention without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-018", "SRC-019", "SRC-020", "SRC-021", "SRC-022" ] } ], "artifacts": [ { "id": "ownership-stewardship-access-confidentiality-legal-hold-and-retention-artifact", "name": "Ownership, stewardship, access, confidentiality, legal hold and retention evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting ownership, stewardship, access, confidentiality, legal hold and retention.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-018", "SRC-019", "SRC-020", "SRC-021", "SRC-022" ] } ], "inline_only_rationale": null } ] }, { "id": "identifiers-projections-and-semantic-loss", "name": "Identifiers, projections and semantic loss", "description": "Groups governed findings for identifiers, projections and semantic loss while preserving debt-instrument boundary and source authority.", "source_refs": [ "SRC-007", "SRC-008", "SRC-009", "SRC-010", "SRC-011", "SRC-012", "SRC-016", "SRC-017", "SRC-023", "SRC-024" ], "findings": [ { "id": "isin-cfi-figi-lei-currency-and-classifier-mapping", "name": "ISIN, CFI, FIGI, LEI, currency and classifier mapping", "description": "Records isin, cfi, figi, lei, currency and classifier mapping as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-007", "SRC-008", "SRC-009", "SRC-010", "SRC-011", "SRC-012", "SRC-016", "SRC-017", "SRC-023", "SRC-024" ], "questions": [ { "id": "isin-cfi-figi-lei-currency-and-classifier-mapping-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish isin, cfi, figi, lei, currency and classifier mapping?", "kind": "interoperability", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "isin-cfi-figi-lei-currency-and-classifier-mapping-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access isin, cfi, figi, lei, currency and classifier mapping, under what authority and role?", "kind": "temporal", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "isin-cfi-figi-lei-currency-and-classifier-mapping-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify isin, cfi, figi, lei, currency and classifier mapping?", "kind": "evidence", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "isin-cfi-figi-lei-currency-and-classifier-mapping-data", "name": "ISIN, CFI, FIGI, LEI, currency and classifier mapping data", "description": "Typed values and references needed to answer the governed questions for isin, cfi, figi, lei, currency and classifier mapping without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-007", "SRC-008", "SRC-009", "SRC-010", "SRC-011", "SRC-012", "SRC-016", "SRC-017", "SRC-023", "SRC-024" ] } ], "artifacts": [ { "id": "isin-cfi-figi-lei-currency-and-classifier-mapping-artifact", "name": "ISIN, CFI, FIGI, LEI, currency and classifier mapping evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting isin, cfi, figi, lei, currency and classifier mapping.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-007", "SRC-008", "SRC-009", "SRC-010", "SRC-011", "SRC-012", "SRC-016", "SRC-017", "SRC-023", "SRC-024" ] } ], "inline_only_rationale": null }, { "id": "iso-message-xbrl-fibo-api-document-rdf-version-conformance-and-loss", "name": "ISO message, XBRL, FIBO, API, document and RDF version, conformance and loss", "description": "Records iso message, xbrl, fibo, api, document and rdf version, conformance and loss as source-qualified Debt Instrument context while party, document, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, enforcement, insolvency, tax, filing and records masters remain external.", "source_refs": [ "SRC-007", "SRC-008", "SRC-009", "SRC-010", "SRC-011", "SRC-012", "SRC-016", "SRC-017", "SRC-023", "SRC-024" ], "questions": [ { "id": "iso-message-xbrl-fibo-api-document-rdf-version-conformance-and-loss-q01", "text": "Which stable instrument, version, contractual basis, debt class, jurisdiction and master-system identities establish iso message, xbrl, fibo, api, document and rdf version, conformance and loss?", "kind": "validation", "answer_data": [ "instrument and version identifiers, namespace, predecessor and successor", "debt form, class, governing basis, jurisdiction and authoritative master", "source, status, effective interval, event time and knowledge time" ] }, { "id": "iso-message-xbrl-fibo-api-document-rdf-version-conformance-and-loss-q02", "text": "Who issued, owes, holds rights in, services, validates, changes or may access iso message, xbrl, fibo, api, document and rdf version, conformance and loss, under what authority and role?", "kind": "provenance", "answer_data": [ "issuer, borrower, obligor, creditor, lender, investor, trustee, agent, calculation agent and guarantor roles", "agreement, mandate, policy, approval, access purpose and delegated authority", "assertion owner, reviewer, steward, dispute state and applicable restriction" ] }, { "id": "iso-message-xbrl-fibo-api-document-rdf-version-conformance-and-loss-q03", "text": "Which amount, currency, rate, schedule, condition, event, observation, evidence, uncertainty and lineage qualify iso message, xbrl, fibo, api, document and rdf version, conformance and loss?", "kind": "quality", "answer_data": [ "principal, notional, outstanding amount, currency, rate, index, spread, fee and formula", "issue, accrual, reset, due, exercise, maturity, observation and knowledge times", "source document, evidence digest, confidence, contradiction, external outcome and semantic-loss declaration" ] } ], "data_elements": [ { "id": "iso-message-xbrl-fibo-api-document-rdf-version-conformance-and-loss-data", "name": "ISO message, XBRL, FIBO, API, document and RDF version, conformance and loss data", "description": "Typed values and references needed to answer the governed questions for iso message, xbrl, fibo, api, document and rdf version, conformance and loss without copying external master lifecycles.", "value_kind": "object", "cardinality": "1", "required": true, "source_refs": [ "SRC-007", "SRC-008", "SRC-009", "SRC-010", "SRC-011", "SRC-012", "SRC-016", "SRC-017", "SRC-023", "SRC-024" ] } ], "artifacts": [ { "id": "iso-message-xbrl-fibo-api-document-rdf-version-conformance-and-loss-artifact", "name": "ISO message, XBRL, FIBO, API, document and RDF version, conformance and loss evidence manifest", "description": "Digest-addressed manifest for authoritative terms, schedules, assertions, mappings and external references supporting iso message, xbrl, fibo, api, document and rdf version, conformance and loss.", "media_or_form": [ "application/json", "application/yaml", "text/markdown", "external reference" ], "serial": true, "identity_strategy": "Authoritative master-system identifier first, otherwise governed IRI, then Dimension UUID or ULID; include immutable revision and digest.", "source_refs": [ "SRC-007", "SRC-008", "SRC-009", "SRC-010", "SRC-011", "SRC-012", "SRC-016", "SRC-017", "SRC-023", "SRC-024" ] } ], "inline_only_rationale": null } ] } ] } ] }, "functions": [ { "id": "register-debt-instrument", "name": "Register debt instrument", "description": "Governed operation to register debt instrument without autonomous contracting, trading, valuation, rating, payment, default, enforcement or destruction authority.", "inputs": [ "authoritative namespace, contractual basis and proposed identity", "debt class and responsible roles" ], "outputs": [ "validated instrument head and immutable initial version" ], "preconditions": [ "identity, basis, authority and duplicate checks pass" ], "effects": [ "mints no holding, payment or valuation record" ], "source_refs": [ "SRC-004", "SRC-007", "SRC-008", "SRC-011", "SRC-013" ] }, { "id": "classify-and-bind-basis-and-parties", "name": "Classify and bind basis and parties", "description": "Governed operation to classify and bind basis and parties without autonomous contracting, trading, valuation, rating, payment, default, enforcement or destruction authority.", "inputs": [ "instrument version, classifier mappings and legal references", "source-qualified party-role bindings" ], "outputs": [ "classified instrument and role graph" ], "preconditions": [ "classifiers and party masters resolve" ], "effects": [ "preserves classifier edition and external party authority" ], "source_refs": [ "SRC-003", "SRC-008", "SRC-010", "SRC-011", "SRC-013" ] }, { "id": "define-principal-currency-and-rate-terms", "name": "Define principal, currency and rate terms", "description": "Governed operation to define principal, currency and rate terms without autonomous contracting, trading, valuation, rating, payment, default, enforcement or destruction authority.", "inputs": [ "instrument version, principal or notional and currency", "rate, index, spread and calculation conventions" ], "outputs": [ "versioned economic terms" ], "preconditions": [ "units, currency, source and effective interval are explicit" ], "effects": [ "keeps original, issued, outstanding and observed values distinct" ], "source_refs": [ "SRC-001", "SRC-004", "SRC-009", "SRC-013", "SRC-014" ] }, { "id": "generate-contractual-cashflow-schedule", "name": "Generate contractual cashflow schedule", "description": "Governed operation to generate contractual cashflow schedule without autonomous contracting, trading, valuation, rating, payment, default, enforcement or destruction authority.", "inputs": [ "versioned economic terms", "calendar, day-count, reset and payment conventions" ], "outputs": [ "reproducible scheduled-cashflow projection" ], "preconditions": [ "formulas, dates, conventions and source version resolve" ], "effects": [ "labels projections as contractual schedule, never actual payment" ], "source_refs": [ "SRC-001", "SRC-004", "SRC-013", "SRC-016", "SRC-022" ] }, { "id": "record-options-covenants-and-credit-support", "name": "Record options, covenants and credit support", "description": "Governed operation to record options, covenants and credit support without autonomous contracting, trading, valuation, rating, payment, default, enforcement or destruction authority.", "inputs": [ "instrument version and sourced term clauses", "external collateral, guarantee and benchmark references" ], "outputs": [ "versioned protections and optionality graph" ], "preconditions": [ "terms, triggers, actors and external identities resolve" ], "effects": [ "does not infer exercise, compliance, perfection, breach or default" ], "source_refs": [ "SRC-002", "SRC-003", "SRC-013", "SRC-014", "SRC-015" ] }, { "id": "append-instrument-lifecycle-event", "name": "Append instrument lifecycle event", "description": "Governed operation to append instrument lifecycle event without autonomous contracting, trading, valuation, rating, payment, default, enforcement or destruction authority.", "inputs": [ "instrument head, event class, actor, authority and source", "event, effective and knowledge times" ], "outputs": [ "immutable lifecycle event and updated head" ], "preconditions": [ "predecessor, authority and temporal checks pass" ], "effects": [ "preserves issuance, amendment, exercise, maturity and default as distinct event classes" ], "source_refs": [ "SRC-001", "SRC-004", "SRC-018", "SRC-019", "SRC-022" ] }, { "id": "bind-external-market-and-credit-outcomes", "name": "Bind external market and credit outcomes", "description": "Governed operation to bind external market and credit outcomes without autonomous contracting, trading, valuation, rating, payment, default, enforcement or destruction authority.", "inputs": [ "instrument identity and source-qualified external record", "observation kind, time and authority" ], "outputs": [ "qualified holding, trade, price, rating, payment or default reference" ], "preconditions": [ "external master and semantic distinction resolve" ], "effects": [ "does not promote observations or opinions to instrument terms" ], "source_refs": [ "SRC-001", "SRC-002", "SRC-004", "SRC-006", "SRC-017", "SRC-019" ] }, { "id": "amend-restructure-or-supersede", "name": "Amend, restructure or supersede", "description": "Governed operation to amend, restructure or supersede without autonomous contracting, trading, valuation, rating, payment, default, enforcement or destruction authority.", "inputs": [ "current instrument version and authorized change basis", "impact analysis and successor plan" ], "outputs": [ "immutable successor version and relation" ], "preconditions": [ "approval, effective time, changed terms and downstream impacts are explicit" ], "effects": [ "distinguishes modification, novation, restructuring, refinancing and derecognition" ], "source_refs": [ "SRC-001", "SRC-002", "SRC-013", "SRC-019" ] }, { "id": "validate-and-project", "name": "Validate and project", "description": "Governed operation to validate and project without autonomous contracting, trading, valuation, rating, payment, default, enforcement or destruction authority.", "inputs": [ "instrument version, target profile and exact external release", "access policy and loss budget" ], "outputs": [ "validation report and loss-declaring projection" ], "preconditions": [ "identity, terms, source, time, access and mapping checks pass" ], "effects": [ "never claims conformance from field similarity alone" ], "source_refs": [ "SRC-007", "SRC-008", "SRC-011", "SRC-016", "SRC-017", "SRC-023", "SRC-024" ] }, { "id": "archive-retain-and-audit", "name": "Archive, retain and audit", "description": "Governed operation to archive, retain and audit without autonomous contracting, trading, valuation, rating, payment, default, enforcement or destruction authority.", "inputs": [ "instrument aggregate, authoritative record links and retention context", "legal hold, record class and disposition authority" ], "outputs": [ "locked archive, retention outcome or audit event" ], "preconditions": [ "digest, source, authority, access, legal-hold and retention checks pass" ], "effects": [ "does not cascade destruction into agreements, holdings, payments, collateral, disputes or regulator records" ], "source_refs": [ "SRC-018", "SRC-019", "SRC-020", "SRC-021" ] } ], "composition": [ { "target": "WM-ECO-005 Credit / Security", "relation": "REFERENCE", "purpose": "Preserve the candidate category context without approving an EXTEND edge from a classifier scheduled for split.", "required": false, "source_refs": [ "SRC-003", "SRC-004", "SRC-008", "SRC-013" ] }, { "target": "Party, Agreement, Issuance, Holding, Payment, Ledger, Market, Valuation, Rating, Collateral, Guarantee, Benchmark, Default, Dispute, Insolvency, Filing and Records models", "relation": "REFERENCE", "purpose": "Resolve external masters without duplicating their identity, lifecycle or authority.", "required": false, "source_refs": [ "SRC-001", "SRC-002", "SRC-004", "SRC-006", "SRC-010", "SRC-019" ] }, { "target": "ISO 6166, ISO 10962, ISO 4217, ISO 17442 and FIGI 1.2", "relation": "ALIGN", "purpose": "Map instrument, class, currency and entity identifiers with edition pins, source authority and non-equivalence rules.", "required": false, "source_refs": [ "SRC-007", "SRC-008", "SRC-009", "SRC-010", "SRC-011" ] }, { "target": "FIBO debt, bond and asset-backed-security ontologies", "relation": "ALIGN", "purpose": "Project debt concepts through an exact production release while preserving Vercy identity and declared semantic loss.", "required": false, "source_refs": [ "SRC-012", "SRC-013", "SRC-014", "SRC-015", "SRC-024" ] }, { "target": "ISO 20022, XBRL 2.1, RFC 3339, PROV-O, DQV, ODRL, OWL-Time and SKOS", "relation": "ALIGN", "purpose": "Project messaging, reporting, time, provenance, quality, policy and classifier views with version and loss controls.", "required": false, "source_refs": [ "SRC-016", "SRC-017", "SRC-018", "SRC-019", "SRC-020", "SRC-021", "SRC-022", "SRC-023" ] } ], "serviceLayers": { "dimension": { "owner_package_requirements": [ "Dimension owner, namespace authority and delegated treasury, legal, accounting, risk, compliance, privacy, security and records authorities", "Authoritative Party, Agreement, Issuance, Holding, Payment, Ledger, Market, Valuation, Rating, Collateral, Guarantee, Benchmark, Default, Dispute, Insolvency, Filing and Records registries", "Approved debt-class, currency, jurisdiction, identifier, calendar, day-count, access, retention and interoperability profiles", "Instrument creation, amendment, disclosure, projection, archive and agent-operation policies" ], "namespace_guidance": "Mint instrument, version, term, schedule, option, covenant, role, relation, lifecycle and projection IDs; preserve every external master identifier and classifier edition.", "registry_links": [ "https://ver.cy/models/", "https://ver.cy/model-agent-protocol.md" ] }, "canon_and_patch": { "canonicalization_rules": [ "Canonicalize by authoritative instrument identifier and namespace, exact version or terms head and source authority, never by issuer, name, amount or maturity alone.", "Keep the instrument, issuance, position, scheduled cashflow, payment, posting, observation and legal case as independently canonical records." ], "patch_rules": [ "Extensions declare debt class, jurisdiction, legal basis, role, amount, rate, schedule, option, ranking, security, covenant, lifecycle, access and interoperability effects.", "Executed or published versions are immutable; amendments create linked successors with reason, authority, effective time and downstream impact.", "Never silently change identity, obligor, currency, principal, rate, schedule, priority, collateral, covenant, source, access or external master reference." ], "compatibility_rules": [ "Ignore additive fields only when identity, legal basis, essential terms, source, event and effective times, authority, access and provenance survive.", "Every ISO, FIGI, FIBO, XBRL, API, document or RDF projection pins versions and declares loss in identity, terms, schedule, role, lifecycle, authority and state semantics." ] }, "artifact_rules": { "identity_priority": [ "Authoritative master-system identifier from the issuer, borrower, registrar, depository, lender, trustee or regulator, qualified by namespace and record kind.", "Governed globally resolvable instrument or artifact IRI.", "Dimension UUID or ULID when neither preceding identifier exists." ], "timestamp_rule": "Use RFC 3339 timestamps with seconds and explicit offset or Z; distinguish issue, closing, effective, accrual-start, reset, observation, due, exercise, settlement, payment, amendment, maturity, default, ingestion and knowledge times whenever they differ.", "serial_naming_rule": "Use {instrument-id}--{instrument-version-id}--{term-or-event-id}--{artifact-kind}--{record-revision-id}.", "integrity_rule": "Store digest, media type, instrument and version IDs, source authority, contractual basis, party role, amount and currency profile, event and knowledge times, confidentiality, retention and provenance." }, "policies": [ "This model owns the debt instrument's identity, contractual terms, schedules, options, covenant terms and change lineage, not party, agreement, issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, benchmark, default, dispute, enforcement, insolvency, filing or records masters.", "Instrument definition, issuance, holding, scheduled cashflow, obligation due, actual payment, accounting posting and observation remain distinct.", "Original principal, issued amount, outstanding principal, carrying amount, fair value, market price and recovered amount remain separately typed, sourced and timed.", "Secured status does not prove collateral identity, current value, perfection or priority; a covenant term does not prove compliance, breach or default.", "Agents cannot autonomously issue, amend, trade, value, rate, accelerate, waive, pay, enforce, disclose protected data or destroy records without explicit delegated authority." ], "crud": { "read": [ "Resolve instrument, versions, basis, roles, principal, rate, schedule, options, ranking, security, covenants, external outcomes, lifecycle, access and mapping loss." ], "create": [ "Bind authoritative namespace, debt class, legal basis, issuer or borrower and initial sourced terms before minting an instrument." ], "update": [ "Append successor terms, schedules, external references and lifecycle events with reason, authority, event, effective and knowledge times." ], "delete": [ "Apply contractual, legal, accounting, regulator, privacy, audit, legal-hold and Dimension retention policy; tombstone only the catalogue view and never cascade deletion to external masters." ] }, "roles": [ { "name": "Issuer, borrower or obligor", "responsibilities": [ "Own or authorize sourced obligation terms and changes through the applicable master system and legal basis." ] }, { "name": "Creditor, lender, investor or holder", "responsibilities": [ "Maintain externally mastered rights and positions without changing the instrument definition." ] }, { "name": "Trustee, registrar, paying, calculation or facility agent", "responsibilities": [ "Perform delegated administration and publish source-qualified schedules, notices or observations." ] }, { "name": "Treasury, legal, accounting, risk and compliance steward", "responsibilities": [ "Review classification, authority, terms, accounting boundaries, risk disclosures and jurisdictional constraints." ] }, { "name": "Data, privacy, security and records steward", "responsibilities": [ "Maintain identifiers, provenance, quality, access, legal hold, retention, audit and safe projections." ] }, { "name": "Regulator, court, insolvency officer or other authority", "responsibilities": [ "Issue separately mastered filings, rulings or case outcomes without becoming the instrument owner." ] } ], "access": { "default_rule": "Deny by default for non-public contractual, counterparty, pricing, collateral, covenant, credit, dispute and personal data; expose only purpose-limited minimum projections to authorized roles.", "scopes": [ "bundle", "layer", "finding", "artifact" ], "exceptions": [ "Statutory, regulator, court, insolvency, risk, audit and emergency uses require explicit authority, purpose, scope, minimization, time limit and audit trail." ], "audit_requirements": [ "Record actor, represented party, purpose, authority, fields, source and target, result, event time, knowledge time, policy version and correlation ID for every read, write, projection, disclosure, denial and retention action." ] }, "agents_bootstrap": { "filename": "AGENTS.md", "required_fields": [ "Name", "Type", "Specification URL", "Storage type URL", "Interface URL", "Processes URL", "Model ID", "Version", "Master systems", "Autonomy policy" ], "read_order": [ "Read the nearest Dimension AGENTS.md and owner policies.", "Read this AGENTS.md.", "Read spec.yaml identity, boundary, service layers, holds and Bundle to Layer to Finding structure.", "Resolve Party, Agreement, Issuance, Holding, Payment, Ledger, Market, Valuation, Rating, Collateral, Guarantee, Benchmark, Default, Dispute, Insolvency, Filing and Records masters.", "Validate source, authority, classifier edition, amount class, event and knowledge times, access, uncertainty and successor lineage before acting." ] } }, "coverage": { "claim": "WM-ECO-037 covers one governed Debt Instrument as an identity-bearing contractual obligation definition with legal and economic terms, cashflow formulas, optionality, ranking, credit-support and covenant references, lifecycle, provenance, access and loss-aware projections. Instrument-class, jurisdiction, valuation, accounting, licensing, implementation-conformance and independent-review questions remain deferred.", "confidence": "medium", "checklist": [ { "dimension": "identity", "status": "covered", "notes": "Identity is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "classification", "status": "covered", "notes": "Classification is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "composition", "status": "covered", "notes": "Composition is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "relationships", "status": "covered", "notes": "Relationships is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "state", "status": "covered", "notes": "State is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "lifecycle", "status": "covered", "notes": "Lifecycle is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "temporal", "status": "covered", "notes": "Temporal is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "spatial", "status": "gap", "notes": "Jurisdiction and relevant place references are explicit, but geometry remains external to party, asset, market and place masters." }, { "dimension": "provenance", "status": "covered", "notes": "Provenance is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "ownership", "status": "covered", "notes": "Ownership is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "authority", "status": "covered", "notes": "Authority is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "constraints", "status": "covered", "notes": "Constraints is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "processes", "status": "covered", "notes": "Processes is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "events", "status": "covered", "notes": "Events is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "measurements", "status": "covered", "notes": "Measurements is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "evidence", "status": "covered", "notes": "Evidence is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "quality", "status": "covered", "notes": "Quality is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "validation", "status": "covered", "notes": "Validation is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "security", "status": "covered", "notes": "Security is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "privacy", "status": "covered", "notes": "Privacy is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "retention", "status": "covered", "notes": "Retention is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "access", "status": "covered", "notes": "Access is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "exceptions", "status": "covered", "notes": "Exceptions is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "interoperability", "status": "covered", "notes": "Interoperability is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "direct properties", "status": "covered", "notes": "Direct properties is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "recognition", "status": "covered", "notes": "Recognition is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." }, { "dimension": "capabilities and actions", "status": "covered", "notes": "Capabilities and actions is explicit; external masters, debt-class profiles, jurisdiction rules and candidate relations remain held where applicable." } ], "known_omissions": [ "Claude and Grok each timed out on one bounded attempt; no independent external result was admitted.", "WM-ECO-037 EXTEND WM-ECO-005 is a candidate relation against a category marked for split, not an approved inheritance edge.", "Loans, sovereign, municipal, corporate, covered, structured, securitized, Islamic, convertible, sustainability-linked and distressed debt require separate profiles.", "IFRS standard detail is licensed and jurisdictional adoption varies; no accounting conclusion or full IFRS conformance is claimed.", "FIBO master/latest pages are development artifacts; production release pins and licenses are required before implementation conformance." ], "conflicts": [ "Instrument, issuance, position, scheduled cashflow, obligation due, actual payment, accounting posting and market observation are not interchangeable.", "Original, authorized, issued and outstanding principal and carrying amount, fair value, market price and recovery may legitimately differ.", "Secured status, collateral identity, current collateral value, perfection and legal priority require different sources and authorities.", "Covenant term, compliance observation, waiver, breach, acceleration and legal default decision carry different authority." ], "regional_assumptions": [ "Debt formation, enforceability, disclosure, tax, insolvency, consumer protection, benchmark, security interest, limitation and remedy depend on jurisdiction and instrument class.", "IFRS, statistical, identifier, ontology and messaging sources serve different purposes and do not override the contract or applicable law.", "CFI, FIGI, FIBO, ISO 20022 and XBRL mappings require exact release, profile, licensing and conformance evidence." ], "adversarial_checks": [ "Reject an instrument without stable identity, exact version, debt class, contractual basis, obligor role, currency, principal or notional and authoritative source.", "Reject a holding, payment, posting, rating, valuation or default case represented as the instrument itself.", "Reject scheduled cashflows represented as amounts paid or accounting balances without external source records.", "Reject secured or senior status as proof of collateral value, perfection, enforceability or recovery priority.", "Reject amendments that overwrite executed terms or erase predecessor, authority, effective time and affected schedule lineage.", "Reject autonomous issuance, amendment, trade, valuation, rating, acceleration, waiver, payment, enforcement, disclosure or destruction outside delegated authority." ] }, "researchAdjudication": { "providerMode": "single-provider-waiver", "activeProviders": [ "codex" ], "waivedProviders": [ "claude", "grok" ], "providerPolicy": { "contract_version": "1.0.0", "mode": "single-provider-waiver", "effective_at": "2026-09-06T00:00:00Z", "scope": "Canonical single-stream subject-model research after the six-workstream consolidation", "active_providers": [ "codex" ], "waived_providers": [ { "provider": "claude", "authorized_by": "repository owner", "authorized_at": "2026-09-06T00:00:00Z", "reason": "Claude produced no result on prior 1800-second and 900-second attempts and again timed out on bounded 600-second Sonnet and 300-second Haiku passes. The owner prioritized completion over provider availability." }, { "provider": "grok", "authorized_by": "repository owner", "authorized_at": "2026-09-06T00:00:00Z", "reason": "The repository owner authorized completion without Grok when Grok is unavailable, slow or schema-invalid. Grok may still be attempted as a bounded supplemental reviewer, but its failure never blocks a valid Claude plus no-tools result." } ], "review_rule": "Codex may complete source-grounded fallback research after bounded Claude and Grok attempts fail. It requires a separate no-tools adversarial audit and remains reviewable-draft with a visible absence-of-external-review hold.", "supplemental_provider_attempts": [ { "provider": "claude", "required": false, "maximum_attempts": 1, "failure_policy": "record-and-continue", "admission_rule": "Use only a locally schema-valid result whose sources and boundaries survive adjudication." }, { "provider": "grok", "required": false, "maximum_attempts": 1, "failure_policy": "record-and-continue", "admission_rule": "Use only a locally schema-valid result whose sources and boundaries survive adjudication." } ] }, "boundaryDecision": { "entry_kind": "aggregate", "status": "accepted", "rationale": "The model owns the instrument identity, versioned contractual and economic terms, schedule formulas, options, covenant terms and instrument-owned change lineage. Issuance, holding, payment, ledger, market, valuation, rating, collateral, guarantee, default, dispute, insolvency, filing and records remain external masters." }, "decisions": [ { "concept": "Debt Instrument boundary", "disposition": "accepted-as-contractual-definition-aggregate", "rationale": "The aggregate owns identity and terms of one debt claim and obligation but does not absorb the operational or observational records that use it." }, { "concept": "WM-ECO-005 candidate extension", "disposition": "held-as-provisional-reference", "rationale": "The former Credit / Security parent is marked for split, so it cannot safely supply inheritance semantics or cascade authority." }, { "concept": "Instrument, issuance and holding", "disposition": "accepted-as-separate-identities", "rationale": "The instrument defines terms, issuance creates supply and allocation events, and a position binds a holder, quantity and custody at time." }, { "concept": "Asset and liability perspectives", "disposition": "accepted-as-linked-perspectives-not-two-instruments", "rationale": "The creditor's asset and debtor's liability are role-qualified views or positions over one contractual instrument identity unless legal evidence establishes separate contracts." }, { "concept": "Scheduled, due, paid and posted amounts", "disposition": "accepted-as-separate-record-classes", "rationale": "A formula-derived schedule, an obligation due, a cash transfer and an accounting entry have different events, sources and authorities and cannot overwrite one another." }, { "concept": "Principal and valuation measures", "disposition": "accepted-as-distinct-value-classes", "rationale": "Original, authorized, issued and outstanding principal and carrying amount, fair value, market price and recovery are separately typed, sourced and timed." }, { "concept": "Interest and index terms", "disposition": "accepted-with-versioned-observation-boundary", "rationale": "The instrument owns rate formula and referenced index convention, while fixing observations and calculated amounts remain time-bound external or derived records." }, { "concept": "Security and collateral", "disposition": "accepted-as-term-plus-external-authority", "rationale": "Secured status and contractual references do not establish collateral identity, current value, perfection, enforceability or recovery priority." }, { "concept": "Covenants and credit events", "disposition": "accepted-as-terms-separated-from-findings", "rationale": "Covenant clauses and thresholds are instrument terms, while compliance observations, waivers, breach findings, acceleration and legal default decisions preserve separate authority." }, { "concept": "Modification, novation and derecognition", "disposition": "accepted-with-immutable-successor-lineage", "rationale": "Authorized changes create immutable successor records and explicitly distinguish amendment, restructuring, refinancing, novation and accounting derecognition." }, { "concept": "Identifier and interoperability standards", "disposition": "accepted-as-versioned-loss-aware-alignments", "rationale": "ISIN, CFI, FIGI, FIBO, ISO 20022 and XBRL serve different identifier, ontology, messaging and reporting purposes and do not define one universal storage interface." }, { "concept": "Single-provider waiver and local no-tools audit", "disposition": "accepted-with-mandatory-hold", "rationale": "One bounded Claude Sonnet and one bounded Grok attempt each timed out after 120 seconds. Codex separately audited the frozen validated result and comparison without acquiring new facts, so assurance remains reviewable-draft." } ], "publicationHolds": [ "Absence-of-external-review hold: one Claude Sonnet and one Grok attempt for WM-ECO-037 each timed out after 120 seconds; no external result was admitted.", "Boundary hold: the aggregate owns instrument identity, contractual terms, schedule formulas, options, covenant terms and change lineage while issuance, position, payment, ledger, observation and legal-case masters remain external.", "Relation hold: WM-ECO-037 EXTEND WM-ECO-005 remains a candidate relation because the former Credit / Security category is marked for split.", "Debt-class hold: loan, sovereign, municipal, corporate, covered, structured, securitized, Islamic, convertible, sustainability-linked and distressed debt need separate validation profiles.", "Jurisdiction hold: formation, enforceability, disclosure, tax, insolvency, security interest, limitation, consumer protection and remedy depend on jurisdiction and instrument class.", "Accounting hold: IFRS pages establish boundaries but licensed text, jurisdictional adoption and entity-specific conclusions remain outside this draft; no full IFRS conformance is claimed.", "State hold: instrument, issuance, position, scheduled, due, paid, posted, observed, rated, defaulted and legally enforced states remain independent.", "Value hold: original, authorized, issued and outstanding principal and carrying amount, fair value, market price and recovery remain separately sourced, timed and currency-qualified.", "Security hold: secured status, collateral identity, value, perfection, enforceability and priority require separate evidence and authority.", "FIBO release hold: master/latest ontology pages are development artifacts; implementation conformance requires an exact production release and licensing review.", "Interoperability hold: every ISO, FIGI, FIBO, XBRL, API, document or RDF projection needs exact release pins, conformance evidence and semantic-loss declarations.", "Review hold: debt-capital-markets, lending, treasury, legal, accounting, tax, risk, data, security, records and independent external review are outstanding.", "Independent external review was explicitly waived by the repository owner; this codex-only result remains a reviewable draft." ], "deferredResearch": [ "Approve or reject the WM-ECO-005 candidate relation after Credit, Security, Debt Instrument, Equity Instrument and Holding boundaries are normalized.", "Create independently validated loan, sovereign, municipal, corporate, covered, structured, securitized, Islamic, convertible, sustainability-linked and distressed-debt profiles.", "Benchmark instrument identity matching, rate and index conventions, cashflow calculation, option exercise, covenant testing, collateral, guarantees and credit-event mappings.", "Validate jurisdiction, enforceability, disclosure, tax, insolvency, consumer protection, benchmark, security-interest, limitation and remedy rules.", "Pin exact external releases and licensing conditions and obtain independent capital-markets, lending, legal, accounting, risk, data and records review before promotion beyond reviewable-draft assurance." ] }, "statistics": { "sources": 24, "bundles": 6, "layers": 12, "findings": 24, "questions": 72, "artifacts": 24, "functions": 10 } }